0000899243-21-026492.txt : 20210629
0000899243-21-026492.hdr.sgml : 20210629
20210629124555
ACCESSION NUMBER: 0000899243-21-026492
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20210629
DATE AS OF CHANGE: 20210629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A
CENTRAL INDEX KEY: 0001607211
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056726
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD.
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-806-6700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD.
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP
DATE OF NAME CHANGE: 20140505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B
CENTRAL INDEX KEY: 0001643040
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1215
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056723
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-806-6700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C
CENTRAL INDEX KEY: 0001645288
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056725
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-806-6700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD
STREET 2: SUITE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, LP- Series E
CENTRAL INDEX KEY: 0001768207
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056722
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3108066700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 5
CENTRAL INDEX KEY: 0001826728
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056720
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025-1164
BUSINESS PHONE: 3108066700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025-1164
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 4
CENTRAL INDEX KEY: 0001821596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056721
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3108066700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 3
CENTRAL INDEX KEY: 0001821611
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056724
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3108066700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 6
CENTRAL INDEX KEY: 0001826727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056719
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025-1164
BUSINESS PHONE: 310-806-6700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025-1164
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA
CENTRAL INDEX KEY: 0001833078
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39551
FILM NUMBER: 211056727
BUSINESS ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-806-6700
MAIL ADDRESS:
STREET 1: 12121 WILSHIRE BLVD STE 1010
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERIDOT ACQUISITION CORP.
CENTRAL INDEX KEY: 0001821317
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2229 SAN FELIPE STREET, SUITE 1450
CITY: HOUSTON
STATE: TX
ZIP: 77019
BUSINESS PHONE: (713) 322-7310
MAIL ADDRESS:
STREET 1: 2229 SAN FELIPE STREET, SUITE 1450
CITY: HOUSTON
STATE: TX
ZIP: 77019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-01
1
0001821317
PERIDOT ACQUISITION CORP.
PDAC- UN
0001833078
Arena Capital Advisors, LLC- CA
12121 WILSHIRE BLVD., STE. 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
0001607211
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
90025
0
0
0
1
SEE NOTE 1
0001645288
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
90025
0
0
0
1
SEE NOTE 1
0001821611
Arena Capital Fund, L.P.- Series 3
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
90025
0
0
0
1
SEE NOTE 1
0001643040
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
0001768207
Arena Short Duration High Yield Fund, LP- Series E
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
0001821596
Arena Capital Fund, L.P.- Series 4
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
0001826728
Arena Capital Fund, L.P.- Series 5
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
0001826727
Arena Capital Fund, L.P.- Series 6
12121 WILSHIRE BLVD., SUITE 1010
LOS ANGELES
CA
90025
0
0
0
1
SEE NOTE 1
CLASS A ORDINARY SHARES
2021-06-23
4
J
0
4711495
11.92
D
836907
I
SEE NOTE
REPORTING PERSONS ARE NO LONGER 10%+ OWNERS OF ISSUER AS OF JUNE 23, 2021. PRICE SHOWN IS AVERAGE PRICE OF SHARES SOLD.
ARENA CAPITAL ADVISORS, LLC-CA, BY SANIJE PERRETT, MEMBER, AS INVESTMENT ADVISER TO ADDITIONAL REPORTING PERSONS, /S/ SANIJE PERRETT
2021-06-23
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES E, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA CAPITAL FUND, LP - SERIES 3, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA CAPITAL FUND, LP - SERIES 4, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA CAPITAL FUND, LP - SERIES 5, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23
ARENA CAPITAL FUND, LP - SERIES 6, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER
2021-06-23