0000899243-21-026492.txt : 20210629 0000899243-21-026492.hdr.sgml : 20210629 20210629124555 ACCESSION NUMBER: 0000899243-21-026492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20210629 DATE AS OF CHANGE: 20210629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A CENTRAL INDEX KEY: 0001607211 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056726 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP DATE OF NAME CHANGE: 20140505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B CENTRAL INDEX KEY: 0001643040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056723 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C CENTRAL INDEX KEY: 0001645288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056725 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, LP- Series E CENTRAL INDEX KEY: 0001768207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056722 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 5 CENTRAL INDEX KEY: 0001826728 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056720 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 4 CENTRAL INDEX KEY: 0001821596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056721 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 3 CENTRAL INDEX KEY: 0001821611 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056724 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Fund, L.P.- Series 6 CENTRAL INDEX KEY: 0001826727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056719 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211056727 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERIDOT ACQUISITION CORP. CENTRAL INDEX KEY: 0001821317 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-01 1 0001821317 PERIDOT ACQUISITION CORP. PDAC- UN 0001833078 Arena Capital Advisors, LLC- CA 12121 WILSHIRE BLVD., STE. 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001607211 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001645288 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001821611 Arena Capital Fund, L.P.- Series 3 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001643040 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001768207 Arena Short Duration High Yield Fund, LP- Series E 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001821596 Arena Capital Fund, L.P.- Series 4 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001826728 Arena Capital Fund, L.P.- Series 5 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001826727 Arena Capital Fund, L.P.- Series 6 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 CLASS A ORDINARY SHARES 2021-06-23 4 J 0 4711495 11.92 D 836907 I SEE NOTE REPORTING PERSONS ARE NO LONGER 10%+ OWNERS OF ISSUER AS OF JUNE 23, 2021. PRICE SHOWN IS AVERAGE PRICE OF SHARES SOLD. ARENA CAPITAL ADVISORS, LLC-CA, BY SANIJE PERRETT, MEMBER, AS INVESTMENT ADVISER TO ADDITIONAL REPORTING PERSONS, /S/ SANIJE PERRETT 2021-06-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES E, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA CAPITAL FUND, LP - SERIES 3, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA CAPITAL FUND, LP - SERIES 4, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA CAPITAL FUND, LP - SERIES 5, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23 ARENA CAPITAL FUND, LP - SERIES 6, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2021-06-23