0000899243-24-000099.txt : 20240122 0000899243-24-000099.hdr.sgml : 20240122 20240122203524 ACCESSION NUMBER: 0000899243-24-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240116 FILED AS OF DATE: 20240122 DATE AS OF CHANGE: 20240122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA VII, LLC CENTRAL INDEX KEY: 0001607209 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550286 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A CENTRAL INDEX KEY: 0001607211 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550287 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP DATE OF NAME CHANGE: 20140505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B CENTRAL INDEX KEY: 0001643040 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550293 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C CENTRAL INDEX KEY: 0001645288 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550292 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund LP - Series H CENTRAL INDEX KEY: 0001984887 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550288 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, LP- Series E CENTRAL INDEX KEY: 0001768207 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550290 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3108066700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Short Duration High Yield Fund, L.P.- Series G CENTRAL INDEX KEY: 0001826725 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550289 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025-1164 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550294 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D CENTRAL INDEX KEY: 0001699815 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40846 FILM NUMBER: 24550291 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STREET 2: SUITE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hennessy Capital Investment Corp. VI CENTRAL INDEX KEY: 0001842937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 861626937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 BUSINESS PHONE: (307) 201-1903 MAIL ADDRESS: STREET 1: 3415 N. PINES WAY STREET 2: SUITE 204 CITY: WILSON STATE: WY ZIP: 83014 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-01-16 1 0001842937 Hennessy Capital Investment Corp. VI HCVI 0001833078 Arena Capital Advisors, LLC- CA 12121 WILSHIRE BLVD., STE. 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001643040 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES B 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001645288 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES C 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001699815 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001768207 Arena Short Duration High Yield Fund, LP- Series E 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001826725 Arena Short Duration High Yield Fund, L.P.- Series G 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001984887 Arena Short Duration High Yield Fund LP - Series H 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES 90025 0 0 0 1 SEE NOTE 1 0001607211 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0001607209 ARENA VII, LLC 12121 WILSHIRE BLVD., SUITE 1010 LOS ANGELES CA 90025 0 0 0 1 SEE NOTE 1 0 CLASS A COMMON STOCK 2024-01-16 4 J 0 3122405 10.4897 D 0 I SEE NOTE REPORTING PERSONS ARE NO LONGER 10%+ OWNERS OF ISSUER AS OF January 16, 2024. PRICE SHOWN IS AVERAGE PRICE OF SHARES SOLD. ARENA CAPITAL ADVISORS, LLC-CA, BY SANIJE PERRETT, MEMBER, AS INVESTMENT ADVISER TO ADDITIONAL REPORTING PERSONS, /S/ SANIJE PERRETT 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP -SERIES B, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP -SERIES C, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP -SERIES D, BY: /s/ SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES E, BY: /s/SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES G, BY: /s/SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES H, BY: /s/SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22 ARENA VII, LLC, BY: /s/SANIJE PERRETT, SANIJE PERRETT, PRESIDENT OF GENERAL PARTNER 2024-01-22