0001140361-24-007745.txt : 20240214 0001140361-24-007745.hdr.sgml : 20240214 20240214094748 ACCESSION NUMBER: 0001140361-24-007745 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: New Mountain Guardian IV Income Fund, L.L.C. CENTRAL INDEX KEY: 0001976719 ORGANIZATION NAME: IRS NUMBER: 920964074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-94165 FILM NUMBER: 24633276 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-720-0300 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: New Mountain Guardian IV Unlevered BDC, L.L.C. DATE OF NAME CHANGE: 20230505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Caisse de retraite d'Hydro-Quebec CENTRAL INDEX KEY: 0001606775 ORGANIZATION NAME: IRS NUMBER: 980478089 STATE OF INCORPORATION: A8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 75 RENE LEVESQUE BOULEVARD, WEST STREET 2: 5TH FLOOR CITY: MONTREAL STATE: A8 ZIP: H2Z 1A4 BUSINESS PHONE: 514-289-6274 MAIL ADDRESS: STREET 1: 75 RENE LEVESQUE BOULEVARD, WEST STREET 2: 5TH FLOOR CITY: MONTREAL STATE: A8 ZIP: H2Z 1A4 SC 13G/A 1 ef20021597_sc13ga.htm SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*


New Mountain Guardian IV Income Fund, L.L.C.
(Name of Issuer)

Units of Limited Liability Company Interests
(Title of Class of Securities)

N/A
(CUSIP Number)

December 31, 2023
(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
☒
Rule 13d-1(b)

 
☐
Rule 13d-1(c)

 
☐
Rule 13d-1(d)

*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. N/A
SCHEDULE 13G
Page 2 of 5 Pages
1
NAMES OF REPORTING PERSONS
 
 
Caisse de retraite d’Hydro-Québec
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    
(a)☐
    
(b)☐
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Canada
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
5,000,000
 
 
 
 
6
SHARED VOTING POWER
 
 
0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
5,000,000
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
5,000,000
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
47.3%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
EP
 
 
 
 

CUSIP No. N/A
SCHEDULE 13G
Page 3 of 5 Pages
Item 1(a).
Name of Issuer:

New Mountain Guardian IV Income Fund, L.L.C. (the “Issuer”)

Item 1(b).
Address of Issuer’s Principal Executive Offices:

1633 Broadway, 48th Floor
New York, NY 10019

Item 2(a).
Name of Person Filing:

Caisse de retraite d’Hydro-Québec

Item 2(b).
Address of Principal Business Office or, if None, Residence:

75 Rene-Levesque Blvd West, 5th Floor, Montreal (Quebec) H2Z 1A4 Canada
Item 2(c).
Citizenship:

Canada

Item 2(d).
Title of Class of Securities:

Units of Limited Liability Company Interests (the "Units").

Item 2(e).
CUSIP Number:

N/A

Item 3.
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 
(a)
 ☐Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
 
(b)
 ☐Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
(c)
 ☐Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
 
(d)
 ☐Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
 
 
(e)
 ☐An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
 
 
(f)
 ☐An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
 
(g)
 ☐A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
 
(h)
 ☐A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
 ☐A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 
(j)
 ☒ A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

CUSIP No. N/A
SCHEDULE 13G
Page 4 of 5 Pages
 
(k)
 ☐Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: An employee benefit plan.

Item 4.
Ownership:

 
(a)
Amount beneficially owned:

 5,000,000

 
(b)
Percent of class:

 47.3%. Calculations of the percentage of Units beneficially owned are based on 10,560,000 Units outstanding as of December 31, 2023 based on information provided by the Issuer.

 
(c)
Number of Shares as to which the Reporting Person has:

 
(i)
Sole power to vote or to direct the vote:

  5,000,000

 
(ii)
Shared power to vote or to direct the vote:

  0

 
(iii)
Sole power to dispose or to direct the disposition of:

  5,000,000

 
(iv)
Shared power to dispose or to direct the disposition of:

 0

Item 5.
Ownership of Five Percent or Less of a Class:

Not applicable.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:

Not applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

Not applicable.

Item 8.
Identification and Classification of Members of the Group:

Not applicable.

Item 9.
Notice of Dissolution of Group:

Not applicable.

Item 10.
Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 14, 2024
CAISSE DE RETRAITE D’HYDRO-QUÉBEC






By:
/s/ Patrick Raynauld

Name:
 Patrick Raynauld

Title:
 General Manager and Chief Investment Officer