0001615378-17-000001.txt : 20170120 0001615378-17-000001.hdr.sgml : 20170120 20170120180205 ACCESSION NUMBER: 0001615378-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine 4 Technologies Ltd. CENTRAL INDEX KEY: 0001606698 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 465482689 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4742 N. 24TH STREET STREET 2: SUITE 300 CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 855-777-0077 EXT 801 MAIL ADDRESS: STREET 1: 4742 N. 24TH STREET STREET 2: SUITE 300 CITY: PHOENIX STATE: AZ ZIP: 85016 FORMER COMPANY: FORMER CONFORMED NAME: Alpine 4 Automotive Technologies Ltd. DATE OF NAME CHANGE: 20140728 FORMER COMPANY: FORMER CONFORMED NAME: ALPINE 4 Inc. DATE OF NAME CHANGE: 20140429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINTERS II CHARLES W. CENTRAL INDEX KEY: 0001615378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55205 FILM NUMBER: 17539489 MAIL ADDRESS: STREET 1: 3830 E. SAN MATEO WAY CITY: CHANDLER STATE: AZ ZIP: 85249 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0001606698 Alpine 4 Technologies Ltd. ALPP 0001615378 WINTERS II CHARLES W. 3830 E. SAN MATEO WAY CHANDLER AZ 85249 1 0 0 0 CLASS A COMMON STOCK 2016-02-05 4 J 0 709800 A 709800 D CLASS A COMMON STOCK 2017-01-13 4 S 0 100 7.5 D 709700 D THE ISSUER FILED A REGISTRATION STATEMENT ON FORM S-4 TO REGISTER THE ISSUANCE OF SHARES OF ITS CLASS A COMMON STOCK IN AN EXCHANGE TRANSACTION WITH THE SHAREHOLDERS OF AUTOTEK, INC., AN UNRELATED ENTITY, PURSUANT TO AN ASSET PURCHASE AND SHARE EXCHANGE AGREEMENT BETWEEN THE ISSUER AND AUTOTEK, INC., AND THE SHAREHOLDERS OF AUTOTEK, INC. MR. WINTERS RECEIVED 7,098,000 SHARES OF THE ISSUER'S CLASS A COMMON STOCK. SUBSEQUENTLY, ON NOVEMBER 1, 2016, THE ISSUER EFFECTUATED A REVERSE STOCK SPLIT OF ITS CLASS A COMMON STOCK AT A RATIO OF 1-FOR-10 SHARES. AS SUCH, MR. WINTERS OWNS 709,800 SHARES OF THE ISSUER'S CLASS A COMMON STOCK. /s/ Charles Winters II 2017-01-20