0001614571-20-000013.txt : 20200611 0001614571-20-000013.hdr.sgml : 20200611 20200611191210 ACCESSION NUMBER: 0001614571-20-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Laurance CENTRAL INDEX KEY: 0001614571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36556 FILM NUMBER: 20958402 MAIL ADDRESS: STREET 1: C/O EL POLLO LOCO HOLDINGS, INC. STREET 2: 3535 HARBOR BLVD., SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: El Pollo Loco Holdings, Inc. CENTRAL INDEX KEY: 0001606366 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 203563182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145995000 MAIL ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 wf-form4_159191711320317.xml FORM 4 X0306 4 2020-06-11 0 0001606366 El Pollo Loco Holdings, Inc. LOCO 0001614571 Roberts Laurance C/O EL POLLO LOCO HOLDINGS, INC. 3535 HARBOR BLVD., SUITE 100 COSTA MESA CA 92626 0 1 0 0 Chief Financial Officer Common Stock 2020-06-11 4 M 0 13600 4.09 A 111001 D Common Stock 2020-06-11 4 S 0 13600 14.43 D 97401 D Stock Options (right to buy) 4.09 2020-06-11 4 M 0 13600 0 D 2016-12-28 2023-07-15 Common Stock 13600.0 10791 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. Reflects a weighted-average price. These shares were sold in mulitple transactions at prices ranging from $14.16 to $14.55 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Jason Weintraub, as attorney-in-fact 2020-06-11