0001614571-20-000006.txt : 20200413 0001614571-20-000006.hdr.sgml : 20200413 20200413124911 ACCESSION NUMBER: 0001614571-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200409 FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Laurance CENTRAL INDEX KEY: 0001614571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36556 FILM NUMBER: 20788320 MAIL ADDRESS: STREET 1: C/O EL POLLO LOCO HOLDINGS, INC. STREET 2: 3535 HARBOR BLVD., SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: El Pollo Loco Holdings, Inc. CENTRAL INDEX KEY: 0001606366 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 203563182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145995000 MAIL ADDRESS: STREET 1: 3535 HARBOR BOULEVARD STREET 2: SUITE 100 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 wf-form4_158679653317244.xml FORM 4 X0306 4 2020-04-09 0 0001606366 El Pollo Loco Holdings, Inc. LOCO 0001614571 Roberts Laurance C/O EL POLLO LOCO HOLDINGS, INC. 3535 HARBOR BLVD., SUITE 100 COSTA MESA CA 92626 0 1 0 0 Chief Financial Officer Common Stock 2020-04-09 4 M 0 13600 4.09 A 74429 D Common Stock 2020-04-09 4 S 0 13600 11 D 60829 D Stock Options (right to buy) 4.09 2020-04-09 4 M 0 13600 0 D 2016-12-28 2023-07-15 Common Stock 4.09 24391 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019. This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person. /s/ Laurance Roberts 2020-04-13