0001606268-21-000111.txt : 20211110
0001606268-21-000111.hdr.sgml : 20211110
20211110151049
ACCESSION NUMBER: 0001606268-21-000111
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210518
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clay Barbara
CENTRAL INDEX KEY: 0001824354
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 211396185
MAIL ADDRESS:
STREET 1: C/O GOOD COUNSEL SERVICES, LLC
STREET 2: 111 FARMS ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Via Renewables, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Spark Energy, Inc.
DATE OF NAME CHANGE: 20140423
4/A
1
wf-form4a_163657503335242.xml
FORM 4/A
X0306
4/A
2021-05-18
2021-05-20
0
0001606268
Via Renewables, Inc.
VIA
0001824354
Clay Barbara
C/O GOOD COUNSEL GROUP, LLC
111 FARMS ROAD
STAMFORD
CT
06903
0
1
0
0
Acting General Counsel and Sec
Class A Common Stock
2021-05-18
4
M
0
14261
0
A
14261
D
Class A Common Stock
2021-05-18
4
D
0
6274
10.70
D
7987
D
Restricted Stock Unit
2021-05-18
4
M
0
14261
0
D
Class A Common Stock
14261.0
14261
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 14,261 restricted stock units (the "Restricted Stock Units") on May 18, 2021. Of the 14,261 Restricted Stock Units, 7,987 Restricted Stock Units were settled in shares of Class A Common Stock and 6,274 Restricted Stock Units were cash settled based on the closing price on the date of vesting.
This amendment is being filed to update the shares reported in column 4, which were inadvertently misstated on the original Form 4. The correct number of shares that we settled in cash is 6,274 shares.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
The Restricted Stock Units were scheduled to vest 50% on May 18, 2021 and 50% on May 18, 2022.
See Footnote 2 for correction.
Barbara Clay, by Dominique Colvard, Attorney-in-Fact
2021-11-10