0001606268-20-000116.txt : 20201217 0001606268-20-000116.hdr.sgml : 20201217 20201217114918 ACCESSION NUMBER: 0001606268-20-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clay Barbara CENTRAL INDEX KEY: 0001824354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 201394732 MAIL ADDRESS: STREET 1: C/O GOOD COUNSEL SERVICES, LLC STREET 2: 111 FARMS ROAD CITY: STAMFORD STATE: CT ZIP: 06903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_160822374661280.xml FORM 4 X0306 4 2020-12-15 0 0001606268 Spark Energy, Inc. SPKE 0001824354 Clay Barbara C/O GOOD COUNSEL SERVICES, LLC 111 FARMS ROAD STAMFORD CT 06903 0 1 0 0 Acting General Counsel and Sec Restricted Stock Unit 2020-12-15 4 A 0 534 9.33 A Class A Common Stock 534.0 28034 D Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit. These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. These Restricted Stock Units vest 50% on May 18, 2021 and 50% on May 18, 2022. The price is based on the closing price on Tuesday, December 1, 2020. Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. Barbara Clay, by Dominique Colvard, Attorney-in-Fact 2020-12-17