0001606268-20-000112.txt : 20201112 0001606268-20-000112.hdr.sgml : 20201112 20201112165517 ACCESSION NUMBER: 0001606268-20-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160614 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Nick W Jr CENTRAL INDEX KEY: 0001399155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 201307676 MAIL ADDRESS: STREET 1: 6205 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_160521810018074.xml FORM 4 X0306 4 2016-06-14 0 0001606268 Spark Energy, Inc. SPKE 0001399155 Evans Nick W Jr 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Class A Common Stock 2016-06-14 4 P 0 217 17.37 A 21044 I By Spouse Class A Common Stock 2016-09-13 4 P 0 255 14.94 A 21299 I By Spouse Class A Common Stock 2016-11-15 4 P 0 2284 13.47 A 23583 I By Spouse Class A Common Stock 2016-12-14 4 P 0 295 14.50 A 23878 I By Spouse Class A Common Stock 2017-03-16 4 P 0 143 13.90 A 24021 I By Spouse Class A Common Stock 2017-06-14 4 P 0 196 22.18 A 24217 I By Spouse Class A Common Stock 2017-09-14 4 P 0 265 16.58 A 24482 I By Spouse Class A Common Stock 2017-12-14 4 P 0 365 12.18 A 24847 I By Spouse Class A Common Stock 2018-03-16 4 P 0 370 12.18 A 25217 I By Spouse Class A Common Stock 2018-06-14 4 P 0 447 10.23 A 25664 I By Spouse The shares are shown giving effect to the Issuer's stock split, which occurred on June 16, 2017. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.23 to $13.50, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22,17 to $22.18, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Nick W. Evans Jr., by Dominique R. Colvard, Attorney-in-fact 2020-11-12