0001606268-20-000091.txt : 20200917
0001606268-20-000091.hdr.sgml : 20200917
20200917163424
ACCESSION NUMBER: 0001606268-20-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200915
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCMINN KEVIN M
CENTRAL INDEX KEY: 0001807343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 201181530
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_160037484129696.xml
FORM 4
X0306
4
2020-09-15
0
0001606268
Spark Energy, Inc.
SPKE
0001807343
MCMINN KEVIN M
12140 WICKCHESTER LANE
SUITE 100
HOUSTON
TX
77079
0
1
0
0
Chief Operating Officer
Restricted Stock Unit
2020-09-15
4
A
0
616
9.05
A
Class A Common Stock
616.0
31292
D
Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.
The price is based on the closing price on Tuesday, September 1, 2020.
Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units. The balance also reflects a forfeiture and cancellation for no consideration of 45,717 Restricted Stock Units (consisting of a grant of 44,709 Restricted Stock Units on May 18, 2020 and 1,008 Restricted Stock Units that were issued on June 15, 2020 in respect of dividend equivalents on June 15, 2020) that were inadvertently allocated to the reporting person.
Kevin M. McMinn, by Dominique R. Colvard, Attorney-in-Fact
2020-09-17