0001606268-20-000088.txt : 20200911 0001606268-20-000088.hdr.sgml : 20200911 20200911142223 ACCESSION NUMBER: 0001606268-20-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200904 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clay Barbara CENTRAL INDEX KEY: 0001824354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 201170674 MAIL ADDRESS: STREET 1: C/O GOOD COUNSEL SERVICES, LLC STREET 2: 111 FARMS ROAD CITY: STAMFORD STATE: CT ZIP: 06903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_159984852867778.xml FORM 4 X0306 4 2020-09-04 0 0001606268 Spark Energy, Inc. SPKE 0001824354 Clay Barbara C/O GOOD COUNSEL SERVICES, LLC 111 FARMS ROAD STAMFORD CT 06903 0 1 0 0 Acting General Counsel and Sec Restricted Stock Unit 2020-09-04 4 A 0 27500 0 A Class A Common Stock 27500.0 27500 D Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (tee "Class A Common Stock"). of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs vest 50 percent on May 18, 2021 and 50 percent on May 18, 2022. Barbara Clay, by Dominique Colvard, Attorney-in-Fact 2020-09-11