0001606268-19-000143.txt : 20191218 0001606268-19-000143.hdr.sgml : 20191218 20191218093142 ACCESSION NUMBER: 0001606268-19-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191216 FILED AS OF DATE: 20191218 DATE AS OF CHANGE: 20191218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Nick W Jr CENTRAL INDEX KEY: 0001399155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 191291477 MAIL ADDRESS: STREET 1: 6205 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_157667948534879.xml FORM 4 X0306 4 2019-12-16 0 0001606268 Spark Energy, Inc. SPKE 0001399155 Evans Nick W Jr 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Restricted Stock Unit 2019-12-16 4 A 0 150 11.03 A Class A Common Stock 150.0 9285 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. These RSUs will vest in full on May 18, 2020. The price is based on the closing price on Monday, December 2, 2019. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ Nick W. Evans Jr., by Nathan Kroeker, Attorney-in-fact 2019-12-18