0001606268-19-000108.txt : 20190917
0001606268-19-000108.hdr.sgml : 20190917
20190917151345
ACCESSION NUMBER: 0001606268-19-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190915
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garrett Jason K.
CENTRAL INDEX KEY: 0001649957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 191096833
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD., SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_156874760951682.xml
FORM 4
X0306
4
2019-09-15
0
0001606268
Spark Energy, Inc.
SPKE
0001649957
Garrett Jason K.
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
0
1
0
0
Executive VP, Retail
Restricted Stock Unit
2019-09-15
4
A
0
1906
9.46
A
Class A Common Stock
1906.0
101399
D
Restricted Stock Unit
2019-09-15
4
A
0
1608
9.46
A
Class A Common Stock
1608.0
85519
D
Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
These RSUs vest ratably over four years in May of each year starting in the year following the grant.
The price is based on the closing price on Friday, August 30, 2019.
Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.
/s/ Jason K Garrett, by C. Alexis Keene, as Attorney-in-Fact
2019-09-17