0001606268-19-000107.txt : 20190917 0001606268-19-000107.hdr.sgml : 20190917 20190917151232 ACCESSION NUMBER: 0001606268-19-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190915 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones James G II CENTRAL INDEX KEY: 0001613778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 191096822 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_156874753757418.xml FORM 4 X0306 4 2019-09-15 0 0001606268 Spark Energy, Inc. SPKE 0001613778 Jones James G II 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Chief Financial Officer Restricted Stock Unit 2019-09-15 4 A 0 576 9.46 A Class A Common Stock 576.0 30576 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. These RSUs vest 49% on May 18, 2020, 17% on May 18, 2021, 17% on May 18, 2022 and 17% on May 18, 2023. The price is based on the closing price on Friday, August 30, 2019. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ James G. Jones II, by C. Alexis Keene as Attorney-in-Fact 2019-09-17