0001606268-19-000080.txt : 20190618
0001606268-19-000080.hdr.sgml : 20190618
20190618152915
ACCESSION NUMBER: 0001606268-19-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190614
FILED AS OF DATE: 20190618
DATE AS OF CHANGE: 20190618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kroeker Nathan
CENTRAL INDEX KEY: 0001613718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19903604
MAIL ADDRESS:
STREET 1: 12160 WICKCHESTER LN
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_156088613996493.xml
FORM 4
X0306
4
2019-06-14
0
0001606268
Spark Energy, Inc.
SPKE
0001613718
Kroeker Nathan
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
1
1
0
0
President & CEO
Restricted Stock Unit
2019-06-14
4
A
0
3225
9.80
A
Class A Common Stock
3225.0
177625
D
Restricted Stock Unit
2019-06-14
4
A
0
4527
9.80
A
Class A Common Stock
4527.0
249302
D
Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
These RSUs vest ratably over four years in May of each year starting in the year following the grant.
Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.
On the Form 4 filed on May 19, 2019, a grant of 160,000 RSUs was incorrectly reported as 180,000 RSUs. This Form 4 reports the correct holdings.
/s/ Nathan Kroeker, by C. Alexis Keene as Attorney-in-Fact
2019-06-18