0001606268-19-000052.txt : 20190521
0001606268-19-000052.hdr.sgml : 20190521
20190521200503
ACCESSION NUMBER: 0001606268-19-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190518
FILED AS OF DATE: 20190521
DATE AS OF CHANGE: 20190521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones James G II
CENTRAL INDEX KEY: 0001613778
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 19843767
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LN
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_155848348858521.xml
FORM 4
X0306
4
2019-05-18
0
0001606268
Spark Energy, Inc.
SPKE
0001613778
Jones James G II
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
1
0
0
0
Class A Common Stock
2019-05-18
4
M
0
4242
0
A
58129
D
Restricted Stock Unit
2019-05-18
4
M
0
4242
0
D
Class A Common Stock
4242.0
11084
D
Restricted Stock Unit
2019-05-18
4
D
0
2284
10.25
D
Class A Common Stock
2284.0
8800
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represents shares issued as a result of vesting of 6,526 restricted stock units (the "Restricted Stock Units") on May 18, 2019. Of the 6,526 Restricted Stock Units, 4,242 Restricted Stock Units were settled in shares of Class A Common Stock and 2,284 Restricted Stock Units were cash settled based on the closing price on May 17, 2019.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.
/s/ James G. Jones II, by C. Alexis Keene as Attorney-in-Fact
2019-05-21