0001606268-19-000021.txt : 20190327 0001606268-19-000021.hdr.sgml : 20190327 20190327163639 ACCESSION NUMBER: 0001606268-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett Jason K. CENTRAL INDEX KEY: 0001649957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 19708746 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD., SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_155371898421806.xml FORM 4 X0306 4 2019-03-25 0 0001606268 Spark Energy, Inc. SPKE 0001649957 Garrett Jason K. 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Executive VP, Retail Restricted Stock Unit 2019-03-25 4 A 0 40000 0 A Class A Common Stock 40000.0 133768 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs vest ratably over four years in May of each year following the grant year. These RSUs vest according to the following schedule: 37,191 on May 18, 2019; 36,028 on May 18, 2020; 30,156 on May 18, 2021; 20,393 on May 18, 2022 and 10,000 on May 18, 2023. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ Jason K Garrett, by C. Alexis Keene, as Attorney-in-Fact 2019-03-27