0001606268-18-000082.txt : 20180822
0001606268-18-000082.hdr.sgml : 20180822
20180822183749
ACCESSION NUMBER: 0001606268-18-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180801
FILED AS OF DATE: 20180822
DATE AS OF CHANGE: 20180822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Melman Gil
CENTRAL INDEX KEY: 0001613697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 181033382
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LN
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_153497745306563.xml
FORM 4
X0306
4
2018-08-01
0
0001606268
Spark Energy, Inc.
SPKE
0001613697
Melman Gil
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
0
1
0
0
Vice President General Counsel
Class A Common Stock
2018-08-21
4
S
0
15862
8.75
D
1100
D
Restricted Stock Unit
2018-08-01
4
A
0
20000
0
A
Class A Common Stock
20000.0
20000
D
Restricted Stock Unit
2018-08-01
4
A
0
35000
0
A
Class A Common Stock
35000.0
79819
D
Restricted Stock Unit
2018-08-01
4
A
0
30000
0
A
Class A Common Stock
30000.0
30000
D
Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
These RSUs will vest in full on May 18, 2019.
These RSUs will vest ratably over 4 years commencing May 18, 2019.
These RSUs vest upon certain conditions with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018.
/s/ Gil Melman
2018-08-22