0001606268-18-000081.txt : 20180822 0001606268-18-000081.hdr.sgml : 20180822 20180822183634 ACCESSION NUMBER: 0001606268-18-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett Jason K. CENTRAL INDEX KEY: 0001649957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 181033381 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD., SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_153497737640012.xml FORM 4 X0306 4 2018-08-01 0 0001606268 Spark Energy, Inc. SPKE 0001649957 Garrett Jason K. 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Executive VP, Retail Restricted Stock Unit 2018-08-01 4 A 0 20000 0 A Class A Common Stock 20000.0 20000 D Restricted Stock Unit 2018-08-01 4 A 0 40000 0 A Class A Common Stock 40000.0 88462 D Restricted Stock Unit 2018-08-01 4 A 0 40000 0 A Class A Common Stock 40000.0 40000 D Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. These RSUs will vest in full on May 18, 2019. These RSUs will vest ratably over 4 years commencing May 18, 2019. These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018. /s/ Jason K Garrett, by Gil Melman, as Attorney-in-Fact 2018-08-22