0001606268-18-000051.txt : 20180608 0001606268-18-000051.hdr.sgml : 20180608 20180608162915 ACCESSION NUMBER: 0001606268-18-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180518 FILED AS OF DATE: 20180608 DATE AS OF CHANGE: 20180608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kroeker Nathan CENTRAL INDEX KEY: 0001613718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 18889849 MAIL ADDRESS: STREET 1: 12160 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_152848973975728.xml FORM 4 X0306 4 2018-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001613718 Kroeker Nathan 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 1 0 0 President & CEO Class A Common Stock 2018-05-18 4 M 0 41371 0 A 116747 D Class A Common Stock 2018-05-18 4 F 0 16298 10.10 D 100449 D Restricted Stock Unit 2018-05-18 4 M 0 41371 0 D Class A Common Stock 41371.0 92162 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 41,371 Restricted Stock Units ("RSU") on May 18, 2018. Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock vesting on May 18, 2018 in an amount equal to the requisite withholding obligation. Vesting price is based on the closing price of Class A Common Stock on May 18, 2018, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan. /s/ Nathan Kroeker, by Gil Melman as Attorney-in-Fact 2018-06-07