0001606268-18-000050.txt : 20180524 0001606268-18-000050.hdr.sgml : 20180524 20180524090405 ACCESSION NUMBER: 0001606268-18-000050 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180523 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 18856748 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 8-K 1 a8-ksharekholdersmeeting52.htm FORM 8-K 2018 ANNUAL MEETING Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 23, 2018
Spark Energy, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
 
 
 
 
Delaware
 
001-36559
 
46-5453215
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification Number)
12140 Wickchester Ln, Ste 100
Houston, Texas 77079
(Address of Principal Executive Offices)
(Zip Code)
(713) 600-2600
(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☒





Item 5.07. Submission of Matters to a Vote of Security Holders

The Company held its annual meeting of shareholders on May 23, 2018 (the “Annual Meeting”). A total of 33,043,098 shares of Class A and Class B common stock representing 95.43% of the total shares outstanding and eligible to vote were represented in person or by valid proxies at the Annual Meeting. This percentage constituted a quorum.  The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows:
 
Proposal 1:  The nominees for Class I directors were elected to serve a three-year term until the 2021 Annual Meeting, or until their respective successors are elected and qualified, by the votes set forth in the table below.
 
 
 
 
 
 
Nominee
For
Withheld
 
Broker Non-Votes
W. Keith Maxwell III
24,710,383
3,867,217
 
4,465,498
Kenneth M. Hartwick
25,209,397
3,368,203
 
4,465,498

Proposal 2:  The appointment of KPMG, LLP as the Company's independent registered public accountants for fiscal year ended December 31, 2018 was ratified by the Company’s shareholders by the votes set forth in the table below:
 
 
 
 
For
Against
Abstain
32,760,537
154,387
128,174
 


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
Dated: May 24, 2018
 
SPARK ENERGY, INC.
 
 
 
 
 
By:
 
/s/ Gil Melman
 
 
Name:
 
Gil Melman
 
 
Title:
 
Vice President, General Counsel and Corporate Secretary