0001606268-17-000107.txt : 20170918 0001606268-17-000107.hdr.sgml : 20170918 20170918163027 ACCESSION NUMBER: 0001606268-17-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170914 FILED AS OF DATE: 20170918 DATE AS OF CHANGE: 20170918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett Jason K. CENTRAL INDEX KEY: 0001649957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 171090171 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD., SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_150576661209062.xml FORM 4 X0306 4 2017-09-14 0 0001606268 Spark Energy, Inc. SPKE 0001649957 Garrett Jason K. 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Executive VP, Retail Class A Common Stock 31792 D Restricted Stock Unit 2017-09-14 4 A 0 760 16.25 A Class A Common Stock 760.0 68836 D This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017. Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3. Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ Jason K Garrett, by Gil Melman, as Attorney-in-Fact 2017-09-18