0001606268-17-000107.txt : 20170918
0001606268-17-000107.hdr.sgml : 20170918
20170918163027
ACCESSION NUMBER: 0001606268-17-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170918
DATE AS OF CHANGE: 20170918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garrett Jason K.
CENTRAL INDEX KEY: 0001649957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 171090171
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD., SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_150576661209062.xml
FORM 4
X0306
4
2017-09-14
0
0001606268
Spark Energy, Inc.
SPKE
0001649957
Garrett Jason K.
12140 WICKCHESTER LANE SUITE 100
HOUSTON
TX
77079
0
1
0
0
Executive VP, Retail
Class A Common Stock
31792
D
Restricted Stock Unit
2017-09-14
4
A
0
760
16.25
A
Class A Common Stock
760.0
68836
D
This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017.
Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3.
Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates.
These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
/s/ Jason K Garrett, by Gil Melman, as Attorney-in-Fact
2017-09-18