0001606268-17-000062.txt : 20170522 0001606268-17-000062.hdr.sgml : 20170522 20170522172437 ACCESSION NUMBER: 0001606268-17-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170518 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett Jason K. CENTRAL INDEX KEY: 0001649957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 17861918 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD., SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_149548826230710.xml FORM 4 X0306 4 2017-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001649957 Garrett Jason K. 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 1 0 0 Executive VP, Retail Class A Common Stock 2017-05-18 4 M 0 6814 0 A 17765 D Class A Common Stock 2017-05-18 4 F 0 1869 38.05 D 15896 D Restricted Stock Unit 2017-05-18 4 M 0 6814 0 D Class A Common Stock 6814.0 16261 D Restricted Stock Unit 2017-05-18 4 A 0 17500 0 A Class A Common Stock 17500.0 33761 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") reported represent shares issued as a result of vesting of 6,814 Restricted Stock Units ("RSU") on May 18, 2017. Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock vesting on May 18, 2017 in an amount equal to the requisite withholding obligation. Vesting price is based on the closing price of Class A Common Stock on May 18, 2017, pursuant to the Spark Energy, Inc. Amended and Restated Long Term Incentive Plan. Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. The RSUs will vest ratably over four years commencing May 18, 2018. /s/ Jason K Garrett, by Gil Melman, as Attorney-in-Fact 2017-05-22