0001606268-16-000289.txt : 20160616 0001606268-16-000289.hdr.sgml : 20160616 20160616170130 ACCESSION NUMBER: 0001606268-16-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160614 FILED AS OF DATE: 20160616 DATE AS OF CHANGE: 20160616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Nick W Jr CENTRAL INDEX KEY: 0001399155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 161718134 MAIL ADDRESS: STREET 1: 6205 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 4 1 wf-form4_146611087735662.xml FORM 4 X0306 4 2016-06-14 0 0001606268 Spark Energy, Inc. SPKE 0001399155 Evans Nick W Jr 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Restricted Stock Unit 2016-06-14 4 A 0 44 30.09 A Class A Common Stock 44.0 3664 D Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2. Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates. These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock. Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs. /s/ Nick W. Evans Jr., by Gil Melman, Attorney-in-fact 2016-06-16