0001606268-16-000257.txt : 20160520
0001606268-16-000257.hdr.sgml : 20160520
20160520163213
ACCESSION NUMBER: 0001606268-16-000257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160518
FILED AS OF DATE: 20160520
DATE AS OF CHANGE: 20160520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hodges Georganne
CENTRAL INDEX KEY: 0001613695
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 161666555
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
wf-form4_146377632014664.xml
FORM 4
X0306
4
2016-05-18
0
0001606268
Spark Energy, Inc.
SPKE
0001613695
Hodges Georganne
12140 WICKCHESTER LANE., SUITE 100
HOUSTON
TX
77079
0
1
0
0
Vice President & CFO
Class A Common Stock
5139
D
Class A Common Stock
2016-05-18
4
M
0
2715
0
A
7854
D
Class A Common Stock
2016-05-18
4
F
0
745
29.915
D
7109
D
Restricted Stock Unit
2016-05-18
4
M
0
2715
0
D
Class A Common Stock
2715.0
22316
D
Restricted Stock Unit
2016-05-18
4
A
0
10000
0
A
Class A Common Stock
10000.0
32316
D
The shares of Class A Common Stock reported represent shares issued as a result of vesting of 2,715 Restricted Stock Units ("RSU") on May 18, 2016.
Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock, par value $0.01 per share, vesting on May 18, 2016 in an amount equal to the requisite withholding obligation.
Vesting price is based on the closing price of common stock on May 18, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan.
Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5.
The RSUs will vest ratably over four years commencing May 18, 2017.
/s/ Georganne Hodges, by Gil Melman as Attorney-in-Fact
2016-05-20