0001606268-16-000257.txt : 20160520 0001606268-16-000257.hdr.sgml : 20160520 20160520163213 ACCESSION NUMBER: 0001606268-16-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hodges Georganne CENTRAL INDEX KEY: 0001613695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 161666555 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_146377632014664.xml FORM 4 X0306 4 2016-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001613695 Hodges Georganne 12140 WICKCHESTER LANE., SUITE 100 HOUSTON TX 77079 0 1 0 0 Vice President & CFO Class A Common Stock 5139 D Class A Common Stock 2016-05-18 4 M 0 2715 0 A 7854 D Class A Common Stock 2016-05-18 4 F 0 745 29.915 D 7109 D Restricted Stock Unit 2016-05-18 4 M 0 2715 0 D Class A Common Stock 2715.0 22316 D Restricted Stock Unit 2016-05-18 4 A 0 10000 0 A Class A Common Stock 10000.0 32316 D The shares of Class A Common Stock reported represent shares issued as a result of vesting of 2,715 Restricted Stock Units ("RSU") on May 18, 2016. Payment for tax liability through the withholding of shares of Spark Energy, Inc. Class A Common Stock, par value $0.01 per share, vesting on May 18, 2016 in an amount equal to the requisite withholding obligation. Vesting price is based on the closing price of common stock on May 18, 2016, pursuant to the Spark Energy, Inc. Long Term Incentive Plan. Each RSU represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in footnote 5. The RSUs will vest ratably over four years commencing May 18, 2017. /s/ Georganne Hodges, by Gil Melman as Attorney-in-Fact 2016-05-20