0001606268-15-000186.txt : 20151231 0001606268-15-000186.hdr.sgml : 20151231 20151231133803 ACCESSION NUMBER: 0001606268-15-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20151231 DATE AS OF CHANGE: 20151231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wall Allison CENTRAL INDEX KEY: 0001613691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 151315680 MAIL ADDRESS: STREET 1: 2105 CITYWEST BLVD. STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_145158707307304.xml FORM 4 X0306 4 2015-12-31 1 0001606268 Spark Energy, Inc. SPKE 0001613691 Wall Allison 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 0 0 0 1 Former Chief Operating Officer Class A Common Stock 2015-12-31 4 M 0 29500 A 36018 D Restricted Stock Unit 2015-12-31 4 M 0 29500 D Class A Common Stock 29500.0 0 D These shares of Common Stock were acquired by the reporting person as a result of accelerated vesting on December 31, 2015 of 29,500 Restricted Stock Units pursuant to a separation and release agreement between reporting person and the Company. Restricted Stock Units convert into Class A Common Stock on a one-to-one basis. Represents 29,500 Restricted Stock Units which vested on accelerated basis and 1,515 Restricted Stock Units which were forfeited in each case pursuant to a separation and release agreement between reporting person and the Company. /s/ Allison Wall, by Gil Melman as Attorney-in-Fact 2015-12-31