0001606268-15-000002.txt : 20150112
0001606268-15-000002.hdr.sgml : 20150112
20150112171725
ACCESSION NUMBER: 0001606268-15-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141215
FILED AS OF DATE: 20150112
DATE AS OF CHANGE: 20150112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kroeker Nathan
CENTRAL INDEX KEY: 0001613718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 15522659
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
wf-form4_142110103502993.xml
FORM 4
X0306
4
2014-12-15
0
0001606268
Spark Energy, Inc.
SPKE
0001613718
Kroeker Nathan
2105 CITYWEST BLVD., SUITE 100
HOUSTON
TX
77042
1
1
0
0
President & CEO
Restricted Stock Unit
2014-12-15
4
A
0
858
0
A
Class A Common Stock
858.0
50858
D
Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent payment relates.
These RSUs accrued on outstanding RSUs held by reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
/s/ Nathan Kroeker, by Gil Melman as Attorney-in-Fact
2015-01-12