0001209191-23-031423.txt : 20230522
0001209191-23-031423.hdr.sgml : 20230522
20230522161159
ACCESSION NUMBER: 0001209191-23-031423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230522
DATE AS OF CHANGE: 20230522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clay Barbara
CENTRAL INDEX KEY: 0001824354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 23944540
MAIL ADDRESS:
STREET 1: C/O GOOD COUNSEL SERVICES, LLC
STREET 2: 111 FARMS ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Via Renewables, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: Spark Energy, Inc.
DATE OF NAME CHANGE: 20140423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-18
0
0001606268
Via Renewables, Inc.
VIA
0001824354
Clay Barbara
C/O GOOD COUNSEL GROUP, LLC
111 FARMS ROAD
STAMFORD
CT
06903
0
1
0
0
Acting General Counsel and Sec
0
Class A Common Stock
2023-05-18
4
M
0
1716
0.00
A
4960
D
Restricted Stock Unit
2023-05-18
4
M
0
1716
0.00
D
Class A Common Stock
1716
5147
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 1,716 restricted stock units (the "Restricted Stock Units") on May 18, 2023. All share counts of Class A Common Stock (and Restricted Stock Units) reported in this Form 4 have been adjusted to reflect the Issuer's 1 for 5 reverse stock split effected on March 21, 2023.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
These Restricted Stock Units vest ratably over four years beginning on May 18 in the year following the grant.
/s/ Barbara Clay
2023-05-22