0001209191-14-050656.txt : 20140805
0001209191-14-050656.hdr.sgml : 20140805
20140805172527
ACCESSION NUMBER: 0001209191-14-050656
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140801
FILED AS OF DATE: 20140805
DATE AS OF CHANGE: 20140805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kroeker Nathan
CENTRAL INDEX KEY: 0001613718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 141017168
MAIL ADDRESS:
STREET 1: 2105 CITYWEST BLVD.
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77042
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-01
0
0001606268
Spark Energy, Inc.
SPKE
0001613718
Kroeker Nathan
2105 CITYWEST BLVD., SUITE 100
HOUSTON
TX
77042
1
1
0
0
See Remarks
Restricted Stock Unit
2014-08-01
4
A
0
50000
0.00
A
Class A Common Stock
50000
D
Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 2.
The RSUs will vest ratably over four years commencing May 4, 2015.
Mr. Kroeker is President and Chief Executive Officer of Spark Energy, Inc. Mr. Kroeker also serves on the board of directors of Spark Energy, Inc.
/s/ Nathan Kroeker, by Gil Melman as Attorney-in-Fact
2014-08-05