0001628280-21-000076.txt : 20210105 0001628280-21-000076.hdr.sgml : 20210105 20210105164810 ACCESSION NUMBER: 0001628280-21-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacon Charles A. III CENTRAL INDEX KEY: 0001679798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 21506550 MAIL ADDRESS: STREET 1: 31-35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wf-form4_160988327686808.xml FORM 4 X0306 4 2021-01-01 0 0001606163 Limbach Holdings, Inc. LMB 0001679798 Bacon Charles A. III 1251 WATERFRONT PL, STE 201 PITTSBURGH PA 15222 1 1 0 0 President and CEO Common Stock 2021-01-01 4 M 0 5834 0 A 408761 D Common Stock 2021-01-01 4 M 0 11667 0 A 420428 D Common Stock 2021-01-01 4 M 0 5833 0 A 426261 D Restricted Stock Units 2021-01-01 4 M 0 5834 0 D Common Stock 5834.0 90834 D Restricted Stock Units 2021-01-01 4 M 0 11667 0 D Common Stock 11667.0 79167 D Restricted Stock Units 2021-01-01 4 M 0 5833 0 D Common Stock 5833.0 73334 D Restricted Stock Units 2021-01-01 4 A 0 11667 0 A Common Stock 11667.0 85001 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date. This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Charles A. Bacon III 2021-01-04