0001628280-20-013407.txt : 20200909 0001628280-20-013407.hdr.sgml : 20200909 20200909171530 ACCESSION NUMBER: 0001628280-20-013407 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170830 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bacon Charles A. III CENTRAL INDEX KEY: 0001679798 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 201167139 MAIL ADDRESS: STREET 1: 31-35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4/A 1 wf-form4a_159968611458335.xml FORM 4/A X0306 4/A 2017-08-30 2017-09-01 0 0001606163 Limbach Holdings, Inc. LMB 0001679798 Bacon Charles A. III 1251 WATERFRONT PL, STE 201 PITTSBURGH PA 15222 1 1 0 0 President and CEO Restricted Stock Units Common Stock 100000.0 100000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Form is being amended to revise information reported on a Form 4 filed September 1, 2017 regarding the nature of the derivative securities beneficially owned to reflect an amendment to a Restricted Stock Unit award ("RSUs"). These RSUs initially related to 100,000 shares, 50% of which were subject to service-based vesting conditions and 50% of which were subject to vesting upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable securities exchange on which the Company's shares are then listed. The period for determining such target share price was extended to the period between August 1, 2018 and July 16, 2022. The vesting of such RSUs subject to vesting upon achievement of target share price is subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. Number of derivative securities beneficially owned following reported transactions as of the filing of the initial Form 4 on September 1, 2017. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Charles A. Bacon III 2020-09-09