0001628280-20-013407.txt : 20200909
0001628280-20-013407.hdr.sgml : 20200909
20200909171530
ACCESSION NUMBER: 0001628280-20-013407
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170830
FILED AS OF DATE: 20200909
DATE AS OF CHANGE: 20200909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bacon Charles A. III
CENTRAL INDEX KEY: 0001679798
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201167139
MAIL ADDRESS:
STREET 1: 31-35TH STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4/A
1
wf-form4a_159968611458335.xml
FORM 4/A
X0306
4/A
2017-08-30
2017-09-01
0
0001606163
Limbach Holdings, Inc.
LMB
0001679798
Bacon Charles A. III
1251 WATERFRONT PL, STE 201
PITTSBURGH
PA
15222
1
1
0
0
President and CEO
Restricted Stock Units
Common Stock
100000.0
100000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Form is being amended to revise information reported on a Form 4 filed September 1, 2017 regarding the nature of the derivative securities beneficially owned to reflect an amendment to a Restricted Stock Unit award ("RSUs"). These RSUs initially related to 100,000 shares, 50% of which were subject to service-based vesting conditions and 50% of which were subject to vesting upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable securities exchange on which the Company's shares are then listed. The period for determining such target share price was extended to the period between August 1, 2018 and July 16, 2022. The vesting of such RSUs subject to vesting upon achievement of target share price is subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.
Number of derivative securities beneficially owned following reported transactions as of the filing of the initial Form 4 on September 1, 2017.
/s/ Jeremiah G. Garvey, Attorney-in-Fact for Charles A. Bacon III
2020-09-09