0001144204-18-041998.txt : 20180803 0001144204-18-041998.hdr.sgml : 20180803 20180803210400 ACCESSION NUMBER: 0001144204-18-041998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jordan John T. Jr. CENTRAL INDEX KEY: 0001679802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 18993313 MAIL ADDRESS: STREET 1: 31-35TH STREET CITY: PITTSBURGH STATE: PA ZIP: 15201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 1251 WATERFRONT PLACE STREET 2: SUITE 201 CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tv500178_4.xml OWNERSHIP DOCUMENT X0306 4 2018-08-01 0 0001606163 Limbach Holdings, Inc. LMB 0001679802 Jordan John T. Jr. 31-35TH STREET PITTSBURGH PA 15201 0 1 0 0 Chief Financial Officer Common Stock 2018-08-01 4 M 0 4167 A 8375 D Common Stock 2018-08-01 4 S 0 1321 11.17 D 7054 D Restricted Stock Units 2018-08-01 4 M 0 4167 D Common Stock 4167 16666 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). This award of RSUs was granted on 08/30/2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal. Represents shares sold to cover withholding taxes due on vesting of the RSUs. /s/ John T. Jordan Jr. 2018-08-03