0001104659-20-109249.txt : 20200928
0001104659-20-109249.hdr.sgml : 20200928
20200928141228
ACCESSION NUMBER: 0001104659-20-109249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200924
FILED AS OF DATE: 20200928
DATE AS OF CHANGE: 20200928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horowitz Joshua
CENTRAL INDEX KEY: 0001612424
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201203713
MAIL ADDRESS:
STREET 1: 72-38 113TH STREET
STREET 2: APARTMENT 3L
CITY: FOREST HILLS
STATE: NY
ZIP: 11375
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palm Management (US) LLC
CENTRAL INDEX KEY: 0001726497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201203714
BUSINESS ADDRESS:
STREET 1: 19 WEST ELM STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 302-7000
MAIL ADDRESS:
STREET 1: 19 WEST ELM STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palm Global Small Cap Master Fund LP
CENTRAL INDEX KEY: 0001726444
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201203715
BUSINESS ADDRESS:
STREET 1: C/O PALM MANAGEMENT (US) LLC
STREET 2: 19 WEST ELM STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 302-7000
MAIL ADDRESS:
STREET 1: C/O PALM MANAGEMENT (US) LLC
STREET 2: 19 WEST ELM STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palmer Bradley C
CENTRAL INDEX KEY: 0001726523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 201203716
MAIL ADDRESS:
STREET 1: C/O PALM MANAGEMENT (US) LLC
STREET 2: 19 WEST ELM STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
tm2031924d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-24
0
0001606163
Limbach Holdings, Inc.
LMB
0001612424
Horowitz Joshua
C/O PALM MANAGEMENT (US) LLC
19 WEST ELM STREET
GREENWICH
CT
06830
1
0
0
0
0001726497
Palm Management (US) LLC
C/O PALM MANAGEMENT (US) LLC
19 WEST ELM STREET
GREENWICH
CT
06830
1
0
0
0
0001726444
Palm Global Small Cap Master Fund LP
C/O PALM MANAGEMENT (US) LLC
19 WEST ELM STREET
GREENWICH
CT
06830
1
0
0
0
0001726523
Palmer Bradley C
C/O PALM MANAGEMENT (US) LLC
19 WEST ELM STREET
GREENWICH
CT
06830
0
0
0
1
Director by Deputization
Common Stock
2020-09-24
4
P
0
4825
7.7429
A
142125
I
By Palm Global Small Cap Master Fund LP
Common Stock
2020-09-25
4
P
0
28937
8.1360
A
171062
I
By Palm Global Small Cap Master Fund LP
Common Stock
16000
D
Restricted Stock Units
Common Stock
2933
2933
D
The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.7025 and $7.85 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.95 and $8.20 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on April 3, 2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date.
/s/ Joshua S. Horowitz
2020-09-28
PALM MANAGEMENT (US) LLC, /s/ Joshua S. Horowitz, Portfolio Manager
2020-09-28
PALM GLOBAL SMALL CAP MASTER FUND LP, by Palm Global Small Cap Fund GP, Ltd., its general partner, /s/ Joshua S. Horowitz, Director
2020-09-28
/s/ Bradley C. Palmer
2020-09-28