0001104659-19-066353.txt : 20191121
0001104659-19-066353.hdr.sgml : 20191121
20191121214526
ACCESSION NUMBER: 0001104659-19-066353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191119
FILED AS OF DATE: 20191121
DATE AS OF CHANGE: 20191121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRATT GORDON G
CENTRAL INDEX KEY: 0001409889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36541
FILM NUMBER: 191238597
MAIL ADDRESS:
STREET 1: FOUR FOREST PARK
STREET 2: SECOND FLOOR
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Limbach Holdings, Inc.
CENTRAL INDEX KEY: 0001606163
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: (412) 359-2100
MAIL ADDRESS:
STREET 1: 1251 WATERFRONT PLACE
STREET 2: SUITE 201
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: 1347 Capital Corp
DATE OF NAME CHANGE: 20140422
4
1
tm1923666d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-11-19
0
0001606163
Limbach Holdings, Inc.
LMB
0001409889
PRATT GORDON G
C/O 1347 CAPITAL CORP.
150 PIERCE ROAD, 6TH FLOOR
ITASCA
IL
60143
1
0
0
0
Common Stock
2019-11-19
4
J
0
193280
0
A
198280
I
See Footnote
Common Stock
2019-11-19
4
J
0
98757
0
A
98757
I
See Footnote
Common Stock
13198
D
$15 Exercise Price Sponsor Warrant
15
2019-11-19
4
J
0
100000
0
A
2016-08-19
2023-07-20
Common Stock
100000
100000
I
See Footnote
Distribution from 1347 Investors LLC, of which the reporting person is a non-managing member.
Represents securities held by Fund Management Group LLC, of which the reporting person is the managing member and controlling equity holder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents securities held by FEA Pratt Family holdings LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes 10,000 shares of the Issuer's common stock beneficially owned directly by reporting person, which were initially reported on a Form 4 filed by the reporting person for a transaction occurring on February 6, 2015.
Each $15 Exercise Price Sponsor Warrant is exercisable to purchase one share of common stock at an exercise price of $15.00 per share, subject to adjustment as described under the heading "Description of Securities--$15 Exercise Price Sponsor Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
/s/ Gordon G. Pratt
2019-11-21