The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 34,408 | 180,580 | SH | DFND | 1 | 180,580 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 323 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
AKARI THERAPEUTICS PLC | COM | 00972G108 | 1,884 | 1,199,697 | SH | DFND | 1 | 1,199,697 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 500 | 60,190 | SH | DFND | 1 | 60,190 | 0 | 0 | |
ALLERGAN PLC | SPONSORED ADR | G0177J108 | 22,776 | 170,400 | SH | DFND | 1 | 170,400 | 0 | 0 | |
ALLISON TRANSMISSION HOLDINGS,INC | COM | 01973R101 | 273 | 6,220 | SH | DFND | 1 | 6,220 | 0 | 0 | |
ALPHABET INC CLASS C | CL C | 38259P706 | 4,039 | 3,900 | SH | DFND | 1 | 0 | 0 | 3,900 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 453 | 122,972 | SH | DFND | 1 | 122,972 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 2,393 | 48,450 | SH | DFND | 1 | 48,450 | 0 | 0 | |
AMC NETWORKS INC | COM | 00164V103 | 279 | 5,080 | SH | DFND | 1 | 5,080 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 1,678 | 17,600 | SH | DFND | 1 | 17,600 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 6,644 | 34,130 | SH | DFND | 1 | 34,130 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM | 032797300 | 231 | 148,080 | SH | DFND | 1 | 148,080 | 0 | 0 | |
ANHEUSER-BUSCH INBEV NV | SPONSORED ADR | 03524A108 | 8,147 | 123,800 | SH | DFND | 1 | 123,800 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 299 | 1,140 | SH | DFND | 1 | 1,140 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 2,774 | 97,200 | SH | DFND | 1 | 97,200 | 0 | 0 | |
AUTOHOME INC | SPONSORED ADR | 05278C107 | 209 | 2,670 | SH | DFND | 1 | 2,670 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 128 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 14,129 | 300,160 | SH | DFND | 1 | 300,160 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 5,137 | 22,800 | SH | DFND | 1 | 22,800 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS A | CL A | 084670108 | 225,216 | 736 | SH | DFND | 1 | 736 | 0 | 0 | |
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 398 | 1,950 | SH | DFND | 1 | 1,950 | 0 | 0 | |
BHP BILLITON PLC | COM | 05545E209 | 9,770 | 233,230 | SH | DFND | 1 | 233,230 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 4,291 | 14,260 | SH | DFND | 1 | 14,260 | 0 | 0 | |
BOEING CO | COM | 097023105 | 20,737 | 64,300 | SH | DFND | 1 | 64,300 | 0 | 0 | |
BRIGHT SCHOLAR EDUCATION HOLDINGS LTD | SPONSORED ADR | 109199109 | 149 | 16,140 | SH | DFND | 1 | 16,140 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 3,227 | 62,080 | SH | DFND | 1 | 62,080 | 0 | 0 | |
BRITISH AMERICAN TOBACCO PLC | COM | 110448107 | 616 | 19,350 | SH | DFND | 1 | 19,350 | 0 | 0 | |
THE BUCKLE, INC | COM | 118440106 | 220 | 11,400 | SH | DFND | 1 | 11,400 | 0 | 0 | |
CALITHERA BIOSCIENCES,INC | COM | 13089P101 | 201 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
CANNAE HOLDINGS INC | COM | 13765N107 | 229 | 13,400 | SH | DFND | 1 | 13,400 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 2,927 | 45,670 | SH | DFND | 1 | 45,670 | 0 | 0 | |
CHECK POINT SOFTWARE TECHNOLOGIES LTD | COM | M22465104 | 258 | 2,510 | SH | DFND | 1 | 2,510 | 0 | 0 | |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 2,318 | 48,300 | SH | DFND | 1 | 48,300 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 5,450 | 28,697 | SH | DFND | 1 | 28,697 | 0 | 0 | |
CIRRUS LOGIC, INC | COM | 172755100 | 217 | 6,530 | SH | DFND | 1 | 6,530 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 6,846 | 158,000 | SH | DFND | 1 | 158,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 2,178 | 46,000 | SH | DFND | 1 | 46,000 | 0 | 0 | |
COLGATE-PALMOLIVE COMPANY | COM | 194162103 | 8,457 | 142,090 | SH | DFND | 1 | 142,090 | 0 | 0 | |
CONATUS PHARMACEUTICALS INC | COM | 20600T108 | 289 | 167,288 | SH | DFND | 1 | 167,288 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 477 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
DANAHER CORP | COM | 235851102 | 22,253 | 215,800 | SH | DFND | 1 | 215,800 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS INC | COM | 23918K108 | 5,438 | 105,680 | SH | DFND | 1 | 105,680 | 0 | 0 | |
DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINA A-SHARES FUND | ETF | 233051879 | 4,046 | 184,500 | SH | DFND | 1 | 184,500 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING INC | COM | 25271C102 | 332 | 35,200 | SH | DFND | 1 | 35,200 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORPORATION | COM | 268158201 | 966 | 105,573 | SH | DFND | 1 | 105,573 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 309 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
EQUIFAX INC | COM | 294429AN5 | 260 | 2,790 | SH | DFND | 1 | 2,790 | 0 | 0 | |
EXXON MOBIL CORPORATION | COM | 30231G102 | 8,755 | 128,393 | SH | DFND | 1 | 128,393 | 0 | 0 | |
F5 NETWORKS, INC | COM | 315616102 | 269 | 1,660 | SH | DFND | 1 | 1,660 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 9,587 | 141,700 | SH | DFND | 1 | 141,700 | 0 | 0 | |
GENERAL ELECTRIC COMPANY | COM | 369604103 | 14,770 | 1,951,080 | SH | DFND | 1 | 1,951,080 | 0 | 0 | |
GENERAL MILLS,INC | COM | 370334104 | 11,113 | 285,400 | SH | DFND | 1 | 285,400 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 5,295 | 84,650 | SH | DFND | 1 | 84,650 | 0 | 0 | |
GRAY TELEVISION, INC | COM | 389375106 | 323 | 21,890 | SH | DFND | 1 | 21,890 | 0 | 0 | |
H&R BLOCK, INC | COM | 093671105 | 248 | 9,760 | SH | DFND | 1 | 9,760 | 0 | 0 | |
HOLOGIC, INC | COM | 436440101 | 282 | 6,850 | SH | DFND | 1 | 6,850 | 0 | 0 | |
HOSTESS BRANDS,INC | COM | 44109J106 | 195 | 17,810 | SH | DFND | 1 | 17,810 | 0 | 0 | |
HOULIHAN LOKEY, INC | COM | 441593100 | 211 | 5,740 | SH | DFND | 1 | 5,740 | 0 | 0 | |
INTERDIGITAL INC | COM | 45867G101 | 217 | 3,270 | SH | DFND | 1 | 3,270 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHINES CORP | COM | 459200101 | 16,404 | 144,310 | SH | DFND | 1 | 144,310 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM | 46120E602 | 8,932 | 18,650 | SH | DFND | 1 | 18,650 | 0 | 0 | |
ISHARES CORE HIGH DIVIDEND ETF | COM | 46429B663 | 1,561 | 18,500 | SH | DFND | 1 | 18,500 | 0 | 0 | |
ISHARES NASDAQ BIOTECHNOLOGY | ETF | 464287556 | 2,498 | 25,900 | SH | DFND | 1 | 25,900 | 0 | 0 | |
JACK HENRY & ASSOCIATES INC | COM | 426281101 | 1,733 | 13,700 | SH | DFND | 1 | 13,700 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 35,569 | 275,620 | SH | DFND | 1 | 275,620 | 0 | 0 | |
KBR, INC | COM | 48242W106 | 228 | 15,040 | SH | DFND | 1 | 15,040 | 0 | 0 | |
KLA-TENCOR CORPORATION | COM | 482480100 | 212 | 2,370 | SH | DFND | 1 | 2,370 | 0 | 0 | |
THE KRAFT HEINZ COMPANY | COM | 500754106 | 12,641 | 293,710 | SH | DFND | 1 | 293,710 | 0 | 0 | |
LINDE PUBLIC LIMITED COMPANY | COM | G5494J103 | 23,565 | 151,020 | SH | DFND | 1 | 151,020 | 0 | 0 | |
LOEWS CORPORATION | COM | 540424108 | 442 | 9,700 | SH | DFND | 1 | 9,700 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,887 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
MC DERMOTT INTERNATIONAL,INC | COM | 580037703 | 494 | 75,600 | SH | DFND | 1 | 75,600 | 0 | 0 | |
MCDONADLD'S CORP | COM | 580135101 | 1,786 | 10,060 | SH | DFND | 1 | 10,060 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 4,612 | 50,700 | SH | DFND | 1 | 50,700 | 0 | 0 | |
MERSANA THERAPEUTICS INC | COM | 59045L106 | 348 | 85,396 | SH | DFND | 1 | 85,396 | 0 | 0 | |
THE MICHAELS COS INC | COM | 59408Q106 | 191 | 14,120 | SH | DFND | 1 | 14,120 | 0 | 0 | |
MOODYS CORPORATION | COM | 20775CZK3 | 7,205 | 51,450 | SH | DFND | 1 | 51,450 | 0 | 0 | |
MSG NETWORKS INC | COM | 553573106 | 272 | 11,540 | SH | DFND | 1 | 11,540 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 1,987 | 77,300 | SH | DFND | 1 | 77,300 | 0 | 0 | |
NESTLE SA | SPONSORED ADR | 641069406 | 17,932 | 221,490 | SH | DFND | 1 | 221,490 | 0 | 0 | |
NOVO NORDISK A/S | SPONSORED ADR | 670100205 | 15,620 | 339,040 | SH | DFND | 1 | 339,040 | 0 | 0 | |
NOW INC | COM | 67011P100 | 648 | 55,675 | SH | DFND | 1 | 55,675 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 17,689 | 376,360 | SH | DFND | 1 | 376,360 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 403 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
ONESMART INTERNATIONAL EDUCATION GROUP LIMITED | SPONSORED ADR | 68276W103 | 187 | 23,940 | SH | DFND | 1 | 23,940 | 0 | 0 | |
ORACLE CORPORATION | COM | 68389X105 | 253 | 5,600 | SH | DFND | 1 | 5,600 | 0 | 0 | |
PACCAR INC | COM | 693718108 | 212 | 3,710 | SH | DFND | 1 | 3,710 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 13,058 | 151,570 | SH | DFND | 1 | 151,570 | 0 | 0 | |
PREMIER, INC | COM | 74051N102 | 306 | 8,200 | SH | DFND | 1 | 8,200 | 0 | 0 | |
PROGENICS PHARMACEUTICALS INC | COM | 743187106 | 52 | 12,302 | SH | DFND | 1 | 12,302 | 0 | 0 | |
THE PROCTER&GAMBLE COMPANY | COM | 742718109 | 16,012 | 174,200 | SH | DFND | 1 | 174,200 | 0 | 0 | |
ROCHE HOLDING AG | SPONSORED ADR | 771195104 | 5,181 | 166,700 | SH | DFND | 1 | 166,700 | 0 | 0 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 18,816 | 70,600 | SH | DFND | 1 | 70,600 | 0 | 0 | |
ROYAL DUTCH SHELL PLC CLASS B | CL B | 780259107 | 4,112 | 68,600 | SH | DFND | 1 | 68,600 | 0 | 0 | |
SANOFI-AVENTIS SA | SPONSORED ADR | 80105N105 | 5,949 | 137,040 | SH | DFND | 1 | 137,040 | 0 | 0 | |
SENSATA TECHNOLOGIES HOLDING | COM | G8060N102 | 807 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
SESEN BIO INC | COM | 817763105 | 290 | 204,505 | SH | DFND | 1 | 204,505 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 330 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
SINCLAIR BROADCAST GROUP, INC | COM | 829226109 | 228 | 8,670 | SH | DFND | 1 | 8,670 | 0 | 0 | |
SOPHIRIS BIO INC | COM | 83578Q209 | 167 | 200,900 | SH | DFND | 1 | 200,900 | 0 | 0 | |
SPRING BANK PHARMACEUTICALS | COM | 849431101 | 556 | 53,536 | SH | DFND | 1 | 53,536 | 0 | 0 | |
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 144 | 15,136 | SH | DFND | 1 | 15,136 | 0 | 0 | |
STERICYCLE INC | COM | 858912108 | 2,179 | 59,400 | SH | DFND | 1 | 59,400 | 0 | 0 | |
STORE CAPITAL CORPORATION | REIT | 862121100 | 1,039 | 36,700 | SH | DFND | 1 | 36,700 | 0 | 0 | |
TARO PHARMACEUTICAL INDUSTRIES LTD | COM | M8737E108 | 217 | 2,560 | SH | DFND | 1 | 2,560 | 0 | 0 | |
TEGNA INC | COM | 87901J105 | 259 | 23,790 | SH | DFND | 1 | 23,790 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 205 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 17,394 | 163,350 | SH | DFND | 1 | 163,350 | 0 | 0 | |
UNITED THERAPEUTICS CORPORATION | COM | 91307C102 | 250 | 2,300 | SH | DFND | 1 | 2,300 | 0 | 0 | |
US BANCORP | COM | 902973304 | 5,333 | 116,700 | SH | DFND | 1 | 116,700 | 0 | 0 | |
VANGUARD CONSUMER STAPLES ETF | ETF | 92204A207 | 5,326 | 40,600 | SH | DFND | 1 | 40,600 | 0 | 0 | |
VANGUARD FTSE EMERGING MARKETS ETF | COM | 922042858 | 1,989 | 52,200 | SH | DFND | 1 | 52,200 | 0 | 0 | |
VANGUARD S&P 500 ETF | COM | 922908363 | 7,490 | 32,590 | SH | DFND | 1 | 32,590 | 0 | 0 | |
VIKING THERAPEUTICS IN | COM | 92686J106 | 306 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
VISA INC CLASS A | CL A | 92826C839 | 22,680 | 171,900 | SH | DFND | 1 | 171,900 | 0 | 0 | |
WABTEC CORPORATION | COM | 929740108 | 13,823 | 196,770 | SH | DFND | 1 | 196,770 | 0 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 277 | 11,500 | SH | DFND | 1 | 11,500 | 0 | 0 | |
WATERS CORPORATION | COM | 941848103 | 9,876 | 52,350 | SH | DFND | 1 | 52,350 | 0 | 0 | |
WELLS FARGO & CO | COM | 949746101 | 71,167 | 1,544,420 | SH | DFND | 1 | 1,544,420 | 0 | 0 | |
YUM!BRANDS, INC | COM | 988498101 | 275 | 2,990 | SH | DFND | 1 | 2,990 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 641 | 129,521 | SH | DFND | 1 | 129,521 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 259 | 16,330 | SH | DFND | 1 | 16,330 | 0 | 0 |