0001605885-15-000001.txt : 20150630 0001605885-15-000001.hdr.sgml : 20150630 20150630132153 ACCESSION NUMBER: 0001605885-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150630 DATE AS OF CHANGE: 20150630 EFFECTIVENESS DATE: 20150630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polunin Emerging Markets Small Cap Fund, LLC CENTRAL INDEX KEY: 0001605885 IRS NUMBER: 320434395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-216024 FILM NUMBER: 15960861 BUSINESS ADDRESS: STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD CITY: LONDON STATE: X0 ZIP: SW1W9TR BUSINESS PHONE: 44 (0) 20 7824 8800 MAIL ADDRESS: STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD CITY: LONDON STATE: X0 ZIP: SW1W9TR D/A 1 primary_doc.xml X0707 D/A LIVE 0001605885 Polunin Emerging Markets Small Cap Fund, LLC C/O POLUNIN CAPITAL PARTNERS LIMITED 10 CAVALRY SQUARE LONDON X0 UNITED KINGDOM SW3 4RB 44 (0) 20 7824 8800 DELAWARE None None Limited Liability Company true 2014 Julian Garel-Jones C/O POLUNIN CAPITAL PARTNERS LIMITED 10 CAVALRY SQUARE LONDON X0 UNITED KINGDOM SW3 4RB Executive Officer Director Secretary and Treasurer of the Issuer and Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Paul Parsons C/O POLUNIN CAPITAL PARTNERS LIMITED 10 CAVALRY SQUARE LONDON X0 UNITED KINGDOM SW3 4RB Executive Officer President of the Issuer and Risk & Compliance Officer of Polunin Capital Partners Limited, the Managing Member of the Issuer Douglas Polunin C/O POLUNIN CAPITAL PARTNERS LIMITED 10 CAVALRY SQUARE LONDON X0 UNITED KINGDOM SW3 4RB Executive Officer Director Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Aditya Mehta C/O POLUNIN CAPITAL PARTNERS LIMITED 10 CAVALRY SQUARE LONDON X0 UNITED KINGDOM SW3 4RB Executive Officer Director Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001605885-14-000001 2014-07-08 true true true true Limited Liability Company Interests false 0 Robin Pierce Armour 2581987 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false David Foree Nyren 2636909 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false Daniel Adrian Weiss 1707436 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false Indefinite 287831000 Indefinite false 7 322538 true 0 Polunin Capital Partners Limited, the Managing Member of the Issuer, is responsible for the payment of any sales commissions. The Issuer does not pay any sales commissions. 0 false Polunin Emerging Markets Small Cap Fund, LLC /s/ Julian Garel-Jones Julian Garel-Jones Director of the Managing Member of the Issuer 2015-06-29