0001605885-14-000001.txt : 20140422 0001605885-14-000001.hdr.sgml : 20140422 20140422142108 ACCESSION NUMBER: 0001605885-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140422 DATE AS OF CHANGE: 20140422 EFFECTIVENESS DATE: 20140422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polunin Emerging Markets Small Cap Fund, LLC CENTRAL INDEX KEY: 0001605885 IRS NUMBER: 320434395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-216024 FILM NUMBER: 14775973 BUSINESS ADDRESS: STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD CITY: LONDON STATE: X0 ZIP: SW1W9TR BUSINESS PHONE: 44 (0) 20 7824 8800 MAIL ADDRESS: STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD CITY: LONDON STATE: X0 ZIP: SW1W9TR D 1 primary_doc.xml X0707 D LIVE 0001605885 Polunin Emerging Markets Small Cap Fund, LLC C/O POLUNIN CAPITAL PARTNERS LIMITED 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD LONDON X0 UNITED KINGDOM SW1W9TR 44 (0) 20 7824 8800 DELAWARE None None Limited Liability Company true 2014 Julian Garel-Jones C/O POLUNIN CAPITAL PARTNERS LIMITED 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD LONDON X0 UNITED KINGDOM SW1W9TR Executive Officer Director Secretary and Treasurer of the Issuer and Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Paul Parsons C/O POLUNIN CAPITAL PARTNERS LIMITED 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD LONDON X0 UNITED KINGDOM SW1W9TR Executive Officer President of the Issuer and Director of Risk & Compliance of Polunin Capital Partners Limited, the Managing Member of the Issuer Douglas Polunin C/O POLUNIN CAPITAL PARTNERS LIMITED 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD LONDON X0 UNITED KINGDOM SW1W9TR Executive Officer Director Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Aditya Mehta C/O POLUNIN CAPITAL PARTNERS LIMITED 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD LONDON X0 UNITED KINGDOM SW1W9TR Executive Officer Director Director of Polunin Capital Partners Limited, the Managing Member of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true true true true true Limited Liability Company Interests false 0 Robin Pierce Armour 2581987 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false David Foree Nyren 2636909 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false Daniel Adrian Weiss 1707436 AMD Capital, LLC 121539 100 Tri-State International Suite 138 Lincolnshire IL ILLINOIS 60069 All States false Indefinite 0 Indefinite false 0 200000 true 0 Polunin Capital Partners Limited, the Managing Member of the Issuer, will be responsible for the payment of any sales commissions. The Issuer will not pay any sales commissions. 0 false Polunin Emerging Markets Small Cap Fund, LLC Brett M. Winterstein Brett M. Winterstein Authorized Attorney 2014-04-22