0001605885-14-000001.txt : 20140422
0001605885-14-000001.hdr.sgml : 20140422
20140422142108
ACCESSION NUMBER: 0001605885-14-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20140422
DATE AS OF CHANGE: 20140422
EFFECTIVENESS DATE: 20140422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polunin Emerging Markets Small Cap Fund, LLC
CENTRAL INDEX KEY: 0001605885
IRS NUMBER: 320434395
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-216024
FILM NUMBER: 14775973
BUSINESS ADDRESS:
STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED
STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
CITY: LONDON
STATE: X0
ZIP: SW1W9TR
BUSINESS PHONE: 44 (0) 20 7824 8800
MAIL ADDRESS:
STREET 1: C/O POLUNIN CAPITAL PARTNERS LIMITED
STREET 2: 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
CITY: LONDON
STATE: X0
ZIP: SW1W9TR
D
1
primary_doc.xml
X0707
D
LIVE
0001605885
Polunin Emerging Markets Small Cap Fund, LLC
C/O POLUNIN CAPITAL PARTNERS LIMITED
2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
LONDON
X0
UNITED KINGDOM
SW1W9TR
44 (0) 20 7824 8800
DELAWARE
None
None
Limited Liability Company
true
2014
Julian
Garel-Jones
C/O POLUNIN CAPITAL PARTNERS LIMITED
2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
LONDON
X0
UNITED KINGDOM
SW1W9TR
Executive Officer
Director
Secretary and Treasurer of the Issuer and Director of Polunin Capital Partners Limited, the Managing Member of the Issuer
Paul
Parsons
C/O POLUNIN CAPITAL PARTNERS LIMITED
2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
LONDON
X0
UNITED KINGDOM
SW1W9TR
Executive Officer
President of the Issuer and Director of Risk & Compliance of Polunin Capital Partners Limited, the Managing Member of the Issuer
Douglas
Polunin
C/O POLUNIN CAPITAL PARTNERS LIMITED
2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
LONDON
X0
UNITED KINGDOM
SW1W9TR
Executive Officer
Director
Director of Polunin Capital Partners Limited, the Managing Member of the Issuer
Aditya
Mehta
C/O POLUNIN CAPITAL PARTNERS LIMITED
2ND FLOOR, 146 BUCKINGHAM PALACE ROAD
LONDON
X0
UNITED KINGDOM
SW1W9TR
Executive Officer
Director
Director of Polunin Capital Partners Limited, the Managing Member of the Issuer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
false
true
true
true
true
true
Limited Liability Company Interests
false
0
Robin Pierce Armour
2581987
AMD Capital, LLC
121539
100 Tri-State International
Suite 138
Lincolnshire
IL
ILLINOIS
60069
All States
false
David Foree Nyren
2636909
AMD Capital, LLC
121539
100 Tri-State International
Suite 138
Lincolnshire
IL
ILLINOIS
60069
All States
false
Daniel Adrian Weiss
1707436
AMD Capital, LLC
121539
100 Tri-State International
Suite 138
Lincolnshire
IL
ILLINOIS
60069
All States
false
Indefinite
0
Indefinite
false
0
200000
true
0
Polunin Capital Partners Limited, the Managing Member of the Issuer, will be responsible for the payment of any sales commissions. The Issuer will not pay any sales commissions.
0
false
Polunin Emerging Markets Small Cap Fund, LLC
Brett M. Winterstein
Brett M. Winterstein
Authorized Attorney
2014-04-22