0000899243-21-048449.txt : 20211215
0000899243-21-048449.hdr.sgml : 20211215
20211215202930
ACCESSION NUMBER: 0000899243-21-048449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211213
FILED AS OF DATE: 20211215
DATE AS OF CHANGE: 20211215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital V L.P.
CENTRAL INDEX KEY: 0001605612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495626
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital V Entrepreneurs Fund L.P.
CENTRAL INDEX KEY: 0001605614
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495623
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital Select L.P.
CENTRAL INDEX KEY: 0001634608
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495624
BUSINESS ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100
STREET 2: BUILDING 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: 2494 SAND HILL ROAD, SUITE 100
STREET 2: BUILDING 7
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital V L.L.C.
CENTRAL INDEX KEY: 0001766305
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495627
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 230
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-475-2131
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 230
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital VII Plus L.L.C.
CENTRAL INDEX KEY: 0001897814
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495620
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital Select L.L.C.
CENTRAL INDEX KEY: 0001766307
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495625
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 230
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-475-2131
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 230
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV VII Plus Investments, L.L.C.
CENTRAL INDEX KEY: 0001897810
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495619
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV VII Investments, L.L.C.
CENTRAL INDEX KEY: 0001897811
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495621
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGV Capital VII L.L.C.
CENTRAL INDEX KEY: 0001897812
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41121
FILM NUMBER: 211495622
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (650) 475-2150
MAIL ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HashiCorp, Inc.
CENTRAL INDEX KEY: 0001720671
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 320410665
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-301-3227
MAIL ADDRESS:
STREET 1: 101 2ND STREET, SUITE 700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-13
0
0001720671
HashiCorp, Inc.
HCP
0001766305
GGV Capital V L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001605612
GGV Capital V L.P.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001766307
GGV Capital Select L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001634608
GGV Capital Select L.P.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001605614
GGV Capital V Entrepreneurs Fund L.P.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001897812
GGV Capital VII L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001897811
GGV VII Investments, L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001897814
GGV Capital VII Plus L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
0001897810
GGV VII Plus Investments, L.L.C.
3000 SAND HILL ROAD
BUILDING 4, SUITE 230
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2021-12-13
4
C
0
19853608
A
20986922
I
See footnote
Common Stock
2021-12-13
4
C
0
4142666
A
6277066
I
See footnote
Common Stock
2021-12-13
4
C
0
728630
A
770220
I
See footnote
Common Stock
2021-12-13
4
C
0
864448
A
864448
I
See footnote
Common Stock
2021-12-13
4
C
0
259334
A
835632
I
See footnote
Common Stock
2021-12-13
4
J
0
20986922
D
0
I
See footnote
Common Stock
2021-12-13
4
J
0
6277066
D
0
I
See footnote
Common Stock
2021-12-13
4
J
0
770220
D
0
I
See footnote
Common Stock
2021-12-13
4
J
0
864448
D
0
I
See footnote
Common Stock
2021-12-13
4
J
0
835632
D
0
I
See footnote
Series A Convertible Stock Preferred
2021-12-13
4
C
0
2285216
D
Common Stock
2285216
0
I
See footnote
Series B Convertible Stock Preferred
2021-12-13
4
C
0
15223956
D
Common Stock
15223956
0
I
See footnote
Series C Convertible Stock Preferred
2021-12-13
4
C
0
2344436
D
Common Stock
2344436
0
I
See footnote
Series C Convertible Stock Preferred
2021-12-13
4
C
0
2067482
D
Common Stock
2067482
0
I
See footnote
Series D Convertible Stock Preferred
2021-12-13
4
C
0
2075184
D
Common Stock
2075184
0
I
See footnote
Series A Convertible Stock Preferred
2021-12-13
4
C
0
83870
D
Common Stock
83870
0
I
See footnote
Series B Convertible Stock Preferred
2021-12-13
4
C
0
558720
D
Common Stock
558720
0
I
See footnote
Series C Convertible Stock Preferred
2021-12-13
4
C
0
86040
D
Common Stock
86040
0
I
See footnote
Series E Convertible Stock Preferred
2021-12-13
4
C
0
864448
D
Common Stock
864448
0
I
See footnote
Series E Convertible Stock Preferred
2021-12-13
4
C
0
259334
D
Common Stock
259334
0
I
See footnote
Class B Common Stock
2021-12-13
4
J
0
20986922
A
Class A Common Stock
20986922
20986922
I
See footnote
Class B Common Stock
2021-12-13
4
J
0
6277066
A
Class A Common Stock
6277066
6277066
I
See footnote
Class B Common Stock
2021-12-13
4
J
0
770220
A
Class A Common Stock
770220
770220
I
See footnote
Class B Common Stock
2021-12-13
4
J
0
864448
A
Class A Common Stock
864448
864448
I
See footnote
Class B Common Stock
2021-12-13
4
J
0
835632
A
Class A Common Stock
835632
835632
I
See footnote
Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
GGV Capital V L.L.C., by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital V L.P., by GGV Capital V L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital Select L.L.C., by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital Select L.P., by GGV Capital Select L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital V Entrepreneurs Fund L.P., by GGV Capital V L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital VII L.L.C., by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV VII Investments, L.L.C., by GGV Capital VII L.L.C., its Manager, by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV Capital VII Plus L.L.C., by /s/ Glenn Solomon, Managing Director
2021-12-15
GGV VII Plus Investments, L.L.C., by GGV Capital VII Plus L.L.C., its Manager, by /s/ Glenn Solomon, Managing Director
2021-12-15