0000899243-21-048449.txt : 20211215 0000899243-21-048449.hdr.sgml : 20211215 20211215202930 ACCESSION NUMBER: 0000899243-21-048449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211213 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital V L.P. CENTRAL INDEX KEY: 0001605612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495626 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital V Entrepreneurs Fund L.P. CENTRAL INDEX KEY: 0001605614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495623 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100, BLDG. 7 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital Select L.P. CENTRAL INDEX KEY: 0001634608 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495624 BUSINESS ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 STREET 2: BUILDING 7 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: 2494 SAND HILL ROAD, SUITE 100 STREET 2: BUILDING 7 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital V L.L.C. CENTRAL INDEX KEY: 0001766305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495627 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 230 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-475-2131 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 230 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital VII Plus L.L.C. CENTRAL INDEX KEY: 0001897814 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495620 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital Select L.L.C. CENTRAL INDEX KEY: 0001766307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495625 BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 230 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-475-2131 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 230 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV VII Plus Investments, L.L.C. CENTRAL INDEX KEY: 0001897810 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495619 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV VII Investments, L.L.C. CENTRAL INDEX KEY: 0001897811 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495621 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGV Capital VII L.L.C. CENTRAL INDEX KEY: 0001897812 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41121 FILM NUMBER: 211495622 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (650) 475-2150 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HashiCorp, Inc. CENTRAL INDEX KEY: 0001720671 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 320410665 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-301-3227 MAIL ADDRESS: STREET 1: 101 2ND STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-13 0 0001720671 HashiCorp, Inc. HCP 0001766305 GGV Capital V L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001605612 GGV Capital V L.P. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001766307 GGV Capital Select L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001634608 GGV Capital Select L.P. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001605614 GGV Capital V Entrepreneurs Fund L.P. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001897812 GGV Capital VII L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001897811 GGV VII Investments, L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001897814 GGV Capital VII Plus L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 0001897810 GGV VII Plus Investments, L.L.C. 3000 SAND HILL ROAD BUILDING 4, SUITE 230 MENLO PARK CA 94025 0 0 1 0 Common Stock 2021-12-13 4 C 0 19853608 A 20986922 I See footnote Common Stock 2021-12-13 4 C 0 4142666 A 6277066 I See footnote Common Stock 2021-12-13 4 C 0 728630 A 770220 I See footnote Common Stock 2021-12-13 4 C 0 864448 A 864448 I See footnote Common Stock 2021-12-13 4 C 0 259334 A 835632 I See footnote Common Stock 2021-12-13 4 J 0 20986922 D 0 I See footnote Common Stock 2021-12-13 4 J 0 6277066 D 0 I See footnote Common Stock 2021-12-13 4 J 0 770220 D 0 I See footnote Common Stock 2021-12-13 4 J 0 864448 D 0 I See footnote Common Stock 2021-12-13 4 J 0 835632 D 0 I See footnote Series A Convertible Stock Preferred 2021-12-13 4 C 0 2285216 D Common Stock 2285216 0 I See footnote Series B Convertible Stock Preferred 2021-12-13 4 C 0 15223956 D Common Stock 15223956 0 I See footnote Series C Convertible Stock Preferred 2021-12-13 4 C 0 2344436 D Common Stock 2344436 0 I See footnote Series C Convertible Stock Preferred 2021-12-13 4 C 0 2067482 D Common Stock 2067482 0 I See footnote Series D Convertible Stock Preferred 2021-12-13 4 C 0 2075184 D Common Stock 2075184 0 I See footnote Series A Convertible Stock Preferred 2021-12-13 4 C 0 83870 D Common Stock 83870 0 I See footnote Series B Convertible Stock Preferred 2021-12-13 4 C 0 558720 D Common Stock 558720 0 I See footnote Series C Convertible Stock Preferred 2021-12-13 4 C 0 86040 D Common Stock 86040 0 I See footnote Series E Convertible Stock Preferred 2021-12-13 4 C 0 864448 D Common Stock 864448 0 I See footnote Series E Convertible Stock Preferred 2021-12-13 4 C 0 259334 D Common Stock 259334 0 I See footnote Class B Common Stock 2021-12-13 4 J 0 20986922 A Class A Common Stock 20986922 20986922 I See footnote Class B Common Stock 2021-12-13 4 J 0 6277066 A Class A Common Stock 6277066 6277066 I See footnote Class B Common Stock 2021-12-13 4 J 0 770220 A Class A Common Stock 770220 770220 I See footnote Class B Common Stock 2021-12-13 4 J 0 864448 A Class A Common Stock 864448 864448 I See footnote Class B Common Stock 2021-12-13 4 J 0 835632 A Class A Common Stock 835632 835632 I See footnote Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. GGV Capital V L.L.C., by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital V L.P., by GGV Capital V L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital Select L.L.C., by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital Select L.P., by GGV Capital Select L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital V Entrepreneurs Fund L.P., by GGV Capital V L.L.C., its General Partner, by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital VII L.L.C., by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV VII Investments, L.L.C., by GGV Capital VII L.L.C., its Manager, by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV Capital VII Plus L.L.C., by /s/ Glenn Solomon, Managing Director 2021-12-15 GGV VII Plus Investments, L.L.C., by GGV Capital VII Plus L.L.C., its Manager, by /s/ Glenn Solomon, Managing Director 2021-12-15