0001209191-21-006482.txt : 20210201
0001209191-21-006482.hdr.sgml : 20210201
20210201170007
ACCESSION NUMBER: 0001209191-21-006482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee David J.
CENTRAL INDEX KEY: 0001605182
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 21577545
MAIL ADDRESS:
STREET 1: C/O ZYNGA INC.
STREET 2: 699 8TH STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 401 W. MAIN STREET, SUITE 321
CITY: LEXINGTON
STATE: KY
ZIP: 40507
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-29
0
0001807707
AppHarvest, Inc.
APPH
0001605182
Lee David J.
C/O APPHARVEST, INC.
401 W. MAIN STREET, SUITE 321
LEXINGTON
KY
40507
1
1
0
0
President
Common Stock
2021-01-29
4
A
0
215040
A
215040
D
The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
These RSUs will vest and become exercisable in 12 equal quarterly installments commencing July 24, 2020, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.
Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer").
/s/ Katie Kazem, Attorney-in-Fact
2021-02-01