0001209191-21-006482.txt : 20210201 0001209191-21-006482.hdr.sgml : 20210201 20210201170007 ACCESSION NUMBER: 0001209191-21-006482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee David J. CENTRAL INDEX KEY: 0001605182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 21577545 MAIL ADDRESS: STREET 1: C/O ZYNGA INC. STREET 2: 699 8TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 401 W. MAIN STREET, SUITE 321 CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-29 0 0001807707 AppHarvest, Inc. APPH 0001605182 Lee David J. C/O APPHARVEST, INC. 401 W. MAIN STREET, SUITE 321 LEXINGTON KY 40507 1 1 0 0 President Common Stock 2021-01-29 4 A 0 215040 A 215040 D The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. These RSUs will vest and become exercisable in 12 equal quarterly installments commencing July 24, 2020, subject to the Reporting Person's continuous service with the Issuer on each such vesting date. Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). /s/ Katie Kazem, Attorney-in-Fact 2021-02-01