0001213900-19-024836.txt : 20191127 0001213900-19-024836.hdr.sgml : 20191127 20191127092757 ACCESSION NUMBER: 0001213900-19-024836 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191127 DATE AS OF CHANGE: 20191127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stiefel Sean CENTRAL INDEX KEY: 0001765017 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-207889 FILM NUMBER: 191253350 MAIL ADDRESS: STREET 1: 575 LEXINGTON AVENUE STREET 2: SUITE 4027 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Steifel Sean DATE OF NAME CHANGE: 20190116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GrowGeneration Corp. CENTRAL INDEX KEY: 0001604868 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 465008129 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1000 WEST MISSISSIPPI AVENUE CITY: DENVER STATE: CO ZIP: 80223 BUSINESS PHONE: 914-924-1235 MAIL ADDRESS: STREET 1: 1000 WEST MISSISSIPPI AVENUE CITY: DENVER STATE: CO ZIP: 80223 FORMER COMPANY: FORMER CONFORMED NAME: EasyLife, Corp. DATE OF NAME CHANGE: 20140404 3 1 ownership.xml X0206 3 2019-11-25 0 0001604868 GrowGeneration Corp. GRWG 0001765017 Stiefel Sean 747 THIRD AVENUE, 35TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 752546 I See Footnote 1 Common Stock 193548 I See Footnote 1 Warrants 3.50 2019-06-04 2022-06-04 Common Stock 112903 I See Footnote Warrants 3.50 2019-06-04 2022-06-04 Common Stock 96774 I See Footnote Warrants .35 2018-05-09 2021-05-09 Common Stock 166667 I See Footnote Common Stock Option 3.35 2018-01-04 2023-01-03 Common Stock 16666 D Common Stock Option 3.35 2019-01-04 2023-01-03 Common Stock 16667 D Common Stock Option 3.35 2020-01-04 2023-01-03 Common Stock 16667 D Common Stock Option 3.59 2018-10-23 2023-10-22 Common Stock 8333 D Common Stock Option 3.59 2019-10-23 2023-10-22 Common Stock 8333 D Common Stock Option 3.59 2020-10-23 2023-10-22 Common Stock 8334 D Common Stock Option 2.96 2019-03-26 2024-03-25 Common Stock 16667 D Common Stock Option 2.96 2020-03-26 2024-03-25 Common Stock 16667 D Common Stock Option 2.96 2021-03-26 2024-03-25 Common Stock 16666 D Sean Stiefel is a manager and Chief Executive Officer of Navy Capital Green Management, LLC ("NCG") and a manager of Navy Capital Green Management Partners, LLC ("NCGMP") and Navy Capital Green Co-Invest Partner, LLC ("NCGCP") NCGMP is the general partner of Navy Capital Green Fund, LP ("the Fund") NCGMP is the managing member of Navy Capital Green Co-Investment Fund, LLC (the Co-Invest Fund"). NCG is the investment manager of the Fund and the Co-Invest Fund. This amount reflects the amount of securities held by the Fund. This amount reflects the amount of securities held by the Co-Invest Fund This amount reflects the amount of securities held by Sean Stiefel directly. /s/ Sean Stiefel 2019-11-25