0001415889-21-002775.txt : 20210602 0001415889-21-002775.hdr.sgml : 20210602 20210602200728 ACCESSION NUMBER: 0001415889-21-002775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rabinowitz Matthew CENTRAL INDEX KEY: 0001646382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 21990877 MAIL ADDRESS: STREET 1: C/O NATERA, INC. STREET 2: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 4 1 form4-06022021_050610.xml X0306 4 2021-05-28 0001604821 Natera, Inc. NTRA 0001646382 Rabinowitz Matthew C/O NATERA, INC. 13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN TX 78753 true true false false EXECUTIVE CHAIRMAN Stock Option (right to buy) 94.14 2021-05-28 4 A 0 28621 0 A 2031-05-27 Common Stock 28621 28621 D Stock Option (right to buy) 94.14 2021-05-28 4 A 0 28621 0 A 2031-05-27 Common Stock 28621 28621 D Stock Option (right to buy) 94.14 2021-05-28 4 A 0 162758 0 A 2031-05-27 Common Stock 162758 162758 D The option shares vest over four years. 25% of the option shares vest and become exercisable on May 28, 2022 and the remaining shares vest in 36 equal monthly installments thereafter. The RSUs shall vest when the Issuer has achieved a specified annual revenue. This option becomes exercisable, if at all, upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. /s/ Tami Chen, Attorney-in-Fact 2021-06-02