0001415889-21-001624.txt : 20210323 0001415889-21-001624.hdr.sgml : 20210323 20210323193313 ACCESSION NUMBER: 0001415889-21-001624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210321 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chapman Steven Leonard CENTRAL INDEX KEY: 0001711968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 21766113 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 13011 MCCALLEN PASS STREET 2: BUILDING A SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78753 4 1 form4-03232021_040302.xml X0306 4 2021-03-21 0001604821 Natera, Inc. NTRA 0001711968 Chapman Steven Leonard C/O NATERA, INC. 13011 MCCALLEN PASS BUILDING A SUITE 100 AUSTIN TX 78753 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2021-03-21 4 M 0 1118 A 29210 D Common Stock 2021-03-22 4 S 0 558 105.04 D 28652 D Common Stock 2021-03-22 4 M 0 182 A 28834 D Common Stock 2021-03-22 4 M 0 3125 A 31959 D Common Stock 2021-03-23 4 S 0 93 101.7230 D 31866 D Common Stock 2021-03-23 4 S 0 1590 101.7178 D 30276 D Restricted Stock Unit 2021-03-21 4 M 0 1118 0 D Common Stock 1118 0 D Restricted Stock Unit 2021-03-22 4 M 0 182 0 D Common Stock 182 1458 D Restricted Stock Unit 2021-03-22 4 M 0 3125 0 D Common Stock 3125 25000 D Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018. Each RSU represents a contingent right to receive one share of the common stock of the issuer. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1. Represents the partial vesting and settlement of RSUs, starting March 22, 2020. The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. /s/ Tami Chen, Attorney-in-Fact 2021-03-23