0001415889-21-001623.txt : 20210323
0001415889-21-001623.hdr.sgml : 20210323
20210323193225
ACCESSION NUMBER: 0001415889-21-001623
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210321
FILED AS OF DATE: 20210323
DATE AS OF CHANGE: 20210323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brophy Michael Burkes
CENTRAL INDEX KEY: 0001697362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 21766112
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD, SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13011 MCCALLEN PASS
STREET 2: BUILDING A SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78753
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 13011 MCCALLEN PASS
STREET 2: BUILDING A SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78753
4
1
form4-03232021_040313.xml
X0306
4
2021-03-21
0001604821
Natera, Inc.
NTRA
0001697362
Brophy Michael Burkes
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
AUSTIN
TX
78753
false
true
false
false
CHIEF FINANCIAL OFFICER
Common Stock
2021-03-21
4
M
0
1118
A
64488
D
Common Stock
2021-03-22
4
S
0
448
105.0400
D
64040
D
Common Stock
2021-03-22
4
M
0
1078
A
65118
D
Common Stock
2021-03-23
4
S
0
436
101.7217
D
64682
D
Restricted Stock Unit
2021-03-21
4
M
0
1118
0
D
Common Stock
1118
0
D
Restricted Stock Unit
2021-03-22
4
M
0
1078
0
D
Common Stock
1078
8618
D
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
Represents the partial vesting and settlement of RSUs, starting March 22, 2020.
The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
The RSUs vest over four years. 25% of the RSUs vested on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
/s/ Tami Chen, Attorney-in-Fact
2021-03-23