0001415889-20-003016.txt : 20201222 0001415889-20-003016.hdr.sgml : 20201222 20201222194141 ACCESSION NUMBER: 0001415889-20-003016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chapman Steven Leonard CENTRAL INDEX KEY: 0001711968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 201409457 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 form4-12222020_041231.xml X0306 4 2020-12-18 0001604821 Natera, Inc. NTRA 0001711968 Chapman Steven Leonard C/O NATERA, INC. 201 INDUSTRIAL RD SUITE 410 SAN CARLOS CA 94070 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2020-12-18 4 M 0 9375 A 37879 D Common Stock 2020-12-21 4 M 0 1117 A 38996 D Common Stock 2020-12-22 4 S 0 5056 105.475 D 33940 D Restricted Stock Unit 2020-12-18 4 M 0 9375 0 D Common Stock 9375 31250 D Restricted Stock Unit 2020-12-21 4 M 0 1117 0 D Common Stock 1117 1118 D Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on September 19, 2019. Each RSU represents a contingent right to receive one share of the common stock of the issuer. Represents the partial vesting and settlement of RSUs, starting on March 21, 2018. The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. On January 11, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 9,375 shares of common stock. The RSUs vest over four years. 25% of the RSUs vested on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter. /s/ Tami Chen, Attorney-in-Fact 2020-12-22