0001415889-20-003015.txt : 20201222
0001415889-20-003015.hdr.sgml : 20201222
20201222193143
ACCESSION NUMBER: 0001415889-20-003015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20201222
DATE AS OF CHANGE: 20201222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brophy Michael Burkes
CENTRAL INDEX KEY: 0001697362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 201409441
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD, SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
form4-12222020_041233.xml
X0306
4
2020-12-18
0001604821
Natera, Inc.
NTRA
0001697362
Brophy Michael Burkes
C/O NATERA, INC.
201 INDUSTRIAL ROAD SUITE 410
SAN CARLOS
CA
94070
false
true
false
false
CHIEF FINANCIAL OFFICER
Common Stock
2020-12-18
4
M
0
12500
A
71183
D
Common Stock
2020-12-21
4
M
0
1117
A
72300
D
Common Stock
2020-12-22
4
S
0
5208
105.475
D
67092
D
Restricted Stock Unit
2020-12-18
4
M
0
12500
0
D
Common Stock
12500
25000
D
Restricted Stock Unit
2020-12-21
4
M
0
1117
0
D
Common Stock
1117
1118
D
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on September 19, 2019.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
Represents the partial vesting and settlement of RSUs, starting on March 21, 2018.
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.
On March 22, 2019, the Reporting Person was granted RSUs covering 100,000 shares of common stock, which vests in tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price, based on the average closing price per share of the Issuer's common stock for a calendar month, calculated as of the last day of such calendar month. On December 18, 2020, the criteria was satisfied for the vesting of RSUs covering 12,500 shares of common stock.
The RSU vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
/s/ Tami Chen, Attorney-in-Fact
2020-12-22