0001179110-20-009922.txt : 20200923
0001179110-20-009922.hdr.sgml : 20200923
20200923195948
ACCESSION NUMBER: 0001179110-20-009922
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200921
FILED AS OF DATE: 20200923
DATE AS OF CHANGE: 20200923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chapman Steven Leonard
CENTRAL INDEX KEY: 0001711968
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 201193278
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD, SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
edgar.xml
FORM 4 -
X0306
4
2020-09-21
0
0001604821
Natera, Inc.
NTRA
0001711968
Chapman Steven Leonard
C/O NATERA, INC., 201 INDUSTRIAL ROAD
SUITE 410
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Common Stock
2020-09-21
4
M
0
1117
A
25332
D
Common Stock
2020-09-22
4
M
0
181
A
25513
D
Common Stock
2020-09-22
4
M
0
3125
A
28638
D
Common Stock
2020-09-22
4
S
0
558
62.69
D
28080
D
Common Stock
2020-09-23
4
S
0
1660
63.3104
D
26420
D
Restricted Stock Unit
2020-09-21
4
M
0
1117
0
D
Common Stock
1117
2235
D
Restricted Stock Unit
2020-09-22
4
M
0
181
0
D
Common Stock
181
1821
D
Restricted Stock Unit
2020-09-22
4
M
0
3125
0
D
Common Stock
3125
31250
D
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs. The Reporting Person is subject to a Lock-Up Letter Agreement. The sale of shares is a permissible exemption under the terms of the Lock-Up Letter Agreement.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.31 to $63.3899 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These reported shares are subject to restrictions in a Lock-Up Letter Agreement that expire on November 10, 2020.
The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
/s/ Tami Chen, attorney-in-fact
2020-09-23