0001179110-20-007739.txt : 20200623
0001179110-20-007739.hdr.sgml : 20200623
20200623203815
ACCESSION NUMBER: 0001179110-20-007739
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200621
FILED AS OF DATE: 20200623
DATE AS OF CHANGE: 20200623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brophy Michael Burkes
CENTRAL INDEX KEY: 0001697362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 20983595
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD, SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
edgar.xml
FORM 4 -
X0306
4
2020-06-21
0
0001604821
Natera, Inc.
NTRA
0001697362
Brophy Michael Burkes
C/O NATERA, INC., 201 INDUSTRIAL ROAD
SUITE 410
SAN CARLOS
CA
94070
0
1
0
0
Chief Financial Officer
Common Stock
2020-06-21
4
M
0
1117
A
42139
D
Common Stock
2020-06-22
4
M
0
1077
A
43216
D
Common Stock
2020-06-22
4
S
0
448
46.47
D
42768
D
Common Stock
2020-06-23
4
M
0
1626
10.41
D
44394
D
Common Stock
2020-06-23
4
S
0
2295
45.51
D
42099
D
Common Stock
2020-06-23
4
S
0
433
45.5102
D
41666
D
Restricted Stock Unit
2020-06-21
4
M
0
1117
0
D
Common Stock
1117
3352
D
Restricted Stock Unit
2020-06-22
4
M
0
1077
0
D
Common Stock
1077
11850
D
Stock Option (right to buy)
10.41
2020-06-23
4
M
0
1626
0
D
2027-06-08
Common Stock
1626
23761
D
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $45.5275 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
/s/ Tami Chen, attorney-in-fact
2020-06-23