0001179110-20-007469.txt : 20200616 0001179110-20-007469.hdr.sgml : 20200616 20200616184933 ACCESSION NUMBER: 0001179110-20-007469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Gail Boxer CENTRAL INDEX KEY: 0001702176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 20967646 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD, SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2020-06-12 0 0001604821 Natera, Inc. NTRA 0001702176 Marcus Gail Boxer 201 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 0 0 0 Restricted Stock Units 2020-06-12 4 A 0 5712 0 A Common Stock 5712 5712 D Stock Option (right to buy) 40.93 2020-06-12 4 A 0 442 18.36 A 2020-06-12 2030-06-11 Common Stock 442 442 D Stock Option (right to buy) 40.93 2020-06-12 4 A 0 88 0 A 2020-06-12 2030-06-11 Common Stock 88 88 D Each RSU represents a contingent right to receive one share of common stock of the issuer. The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control. The option was issued to the Reporting Person in lieu of retainer fees of $8,125, for service on the Issuer's Board of Directors. The option represents 50% of the quarterly fee in the amount of $16,250, paid in stock. The option shares are fully vested and may be exercised at any time. /s/ Tami Chen, attorney-in-fact 2020-06-16