0001179110-20-007463.txt : 20200616 0001179110-20-007463.hdr.sgml : 20200616 20200616184107 ACCESSION NUMBER: 0001179110-20-007463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baynes Roy D. CENTRAL INDEX KEY: 0001680739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 20967631 MAIL ADDRESS: STREET 1: C/O RETROPHIN, INC. STREET 2: 12255 EL CAMINO REAL, SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 edgar.xml FORM 4 - X0306 4 2020-06-12 0 0001604821 Natera, Inc. NTRA 0001680739 Baynes Roy D. C/O NATERA, INC 201 INDUSTRIAL ROAD, STE 410 SAN CARLOS CA 94070 1 0 0 0 Restricted Stock Units 2020-06-12 4 A 0 2856 0 A Common Stock 2856 2856 D Stock Option (right to buy) 40.93 2020-06-12 4 A 0 5712 0 A 2030-06-11 Common Stock 5712 5712 D Each RSU represents a contingent right to receive one share of common stock of the issuer. The RSU shall vest in full on May 28, 2021. The RSU will become fully vested in the event that the Issuer is subject to a change in control. The option shares shall vest and become exercisable in full on May 28, 2021. The option shares will become fully vested and exercisable in the event that the Issuer is subject to a change in control. /s/ Tami Chen, attorney-in-fact 2020-06-16