0001179110-20-004108.txt : 20200324
0001179110-20-004108.hdr.sgml : 20200324
20200324181844
ACCESSION NUMBER: 0001179110-20-004108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200321
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chapman Steven Leonard
CENTRAL INDEX KEY: 0001711968
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37478
FILM NUMBER: 20739478
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD, SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natera, Inc.
CENTRAL INDEX KEY: 0001604821
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 010894487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-249-9090
MAIL ADDRESS:
STREET 1: 201 INDUSTRIAL ROAD
STREET 2: SUITE 410
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
4
1
edgar.xml
FORM 4 -
X0306
4
2020-03-21
0
0001604821
Natera, Inc.
NTRA
0001711968
Chapman Steven Leonard
C/O NATERA, INC., 201 INDUSTRIAL ROAD
SUITE 410
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Common Stock
2020-03-21
4
M
0
1118
A
2268
D
Common Stock
2020-03-22
4
M
0
727
A
2995
D
Common Stock
2020-03-22
4
M
0
12500
A
15495
D
Common Stock
2020-03-23
4
S
0
580
24.0919
D
14915
D
Common Stock
2020-03-23
4
S
0
377
24.0883
D
14538
D
Common Stock
2020-03-23
4
S
0
6467
24.0966
D
8071
D
Restricted Stock Unit
2020-03-21
4
M
0
1118
0
D
Common Stock
1118
4469
D
Restricted Stock Unit
2020-03-22
4
M
0
727
0
D
Common Stock
727
2183
D
Restricted Stock Unit
2020-03-22
4
M
0
12500
0
D
Common Stock
12500
37500
D
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2018.
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 22, 2020.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
/s/ Tami Chen, attorney-in-fact
2020-03-24